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McDonald v McDonald
[2016] UKSC 28, [2016] 3 WLR 45
15.13McDonald v McDonald [2016] UKSC 28, [2016] 3 WLR 45
Private tenants could not resist the making of a possession order in reliance on Article 8 ECHR, at least where legislation entitled the landlord to possession
Facts: when a mortgagor failed to pay mortgage instalments, the mortgage lender sought possession against the mortgagor’s disabled daughter, to whom the mortgagor had granted an assured shorthold tenancy. For the purposes of the Housing Act 1998, the mortgage lender had the same powers as the mortgagor and was entitled to a possession order, which could be postponed for a maximum period of six weeks in cases of exceptional hardship.
Judgment: the Supreme Court (Justices Neuberger, Hale, Kerr, Reed and Carnwath) held that, at least where Parliament had legislated so as to entitle a private landlord to possession, the private sector tenant could not rely on Article 8 ECHR to resist a claim for possession:
40. In the absence of any clear and authoritative guidance from the Strasbourg court to the contrary, we would take the view that, although it may well be that Article 8 is engaged when a judge makes an order for possession of a tenant’s home at the suit of a private sector landlord, it is not open to the tenant to contend that Article 8 could justify a different order from that which is mandated by the contractual relationship between the parties, at least where, as here, there are legislative provisions which the democratically elected legislature has decided properly balance the competing interests of private sector landlords and residential tenants. In effect the provisions of the Protection from Eviction Act 1977, section 89 of the Housing Act 1980 and Chapters I and IV of the 1988 Act, as amended from time to time, reflect the state’s assessment of where to strike the balance between the Article 8 rights of residential tenants and the Article 1 of Protocol No 1 rights of private sector landlords when their tenancy contract has ended. (It is true that the balance was initially struck in statutes enacted before the 1998 Act came into force in 2000. However, the effect of those statutes has not only been considered and approved in government reports since 2000, as mentioned in para 19 above, but they have been effectively confirmed on a number of occasions by Parliament, when approving amendments to those statutes since 2000).
41. To hold otherwise would involve the Convention effectively being directly enforceable as between private citizens so as to alter their contractual rights and obligations, whereas the purpose of the Convention is, as we have mentioned, to protect citizens from having their rights infringed by the state. To hold otherwise would also mean that the Convention could be invoked to interfere with the Article 1 of Protocol No 1 rights of the landlord, and in a way which was unpredictable. Indeed, if Article 8 permitted the court to postpone the execution of an order for possession for a significant period, it could well result in financial loss without compensation—for instance if the landlord wished, or even needed, to sell the property with vacant possession (which notoriously commands a higher price than if the property is occupied).
42. The contrary view would also mean that Article 8 could only be invoked in cases where a private sector landowner, or other private sector entity entitled to possession in domestic law, was either required by law, or voluntarily chose, to enforce its rights through the court, as opposed to taking the law into its own hands, eg by changing the locks when the residential occupier was absent. There are a number of types of residential occupiers who are not protected by the Protection from Eviction Act 1977, and who can therefore be physically (albeit peaceably) evicted, such as trespassers, bare licensees, sharers with the landlord and some temporary occupiers, as well, it appears, as mortgagors: see Ropaigealach v Barclays Bank plc [2000] QB 263. The risk of otherwise facing an Article 8 defence seems a somewhat perverse incentive for a private sector landowner to take the unattractive course of locking out the occupier rather than the more civilised course of seeking possession through the courts.
43. More broadly, it would be unsatisfactory if a domestic legislature could not impose a general set of rules protecting residential tenants in the private sector without thereby forcing the state to accept a super-added requirement of addressing the issue of proportionality in each case where possession is sought. In the field of proprietary rights between parties neither of whom is a public authority, the state should be allowed to lay down rules which are of general application, with a view to ensuring consistency of application and certainty of outcome. Those are two essential ingredients of the rule of law, and accepting the tenant’s argument in this case would involve diluting those rules in relation to possession actions in the private rented sector.
44. It is, of course, true that a court, which is a public authority for the purposes of the 1998 Act (and is regarded as part of the state by the Strasbourg court), actually makes the order for possession which deprives the tenant of his home ‒ and indeed puts an end to the assured shorthold tenancy. However, as Lord Millett explained in Harrow London Borough Council v Qazi [2004] 1 AC 983 , para 108, the court is ‘merely the forum for the determination of the civil right in dispute between the parties’ and ‘once it concludes that the landlord is entitled to an order for possession, there is nothing further to investigate’.
45. This conclusion does not mean that a tenant could not contend that the provisions of the 1988 Act did not, for some reason, properly protect the article 8 rights of assured shorthold tenants: that would involve arguing that the legislature had not carried out its obligations under the Convention. However, quite rightly, no such argument was advanced on behalf of the tenant in this case. As the summary in paras 11–19 above shows, the Government’s approach to the private rented sector in England has been designed to confer a measure of protection on residential occupiers, without conferring so much protection as to deter private individuals and companies from making residential properties available for letting. The extent of the protection afforded to tenants under ASTs is significant, if limited, and it enables both landlords and tenants to know exactly where they stand. While there will of course occasionally be hard cases, it does not seem to us that they justify the conclusion that in every case where a private sector landlord seeks possession, a residential tenant should be entitled to require the court to consider the proportionality of the order for possession which she has agreed should be made, subject to what the legislature considers appropriate.
46. Of course, there are many cases where the court can be required to balance conflicting Convention rights of two parties, eg where a person is seeking to rely on her article 8 rights to restrain a newspaper from publishing an article which breaches her privacy, and where the newspaper relies on Article 10. But such disputes arise not from contractual arrangements made between two private parties, but from tortious or quasi-tortious relationships, where the legislature has expressly, impliedly or through inaction, left it to the courts to carry out the balancing exercise. It is in sharp contrast to the present type of case where the parties are in a contractual relationship in respect of which the legislature has prescribed how their respective Convention rights are to be respected.
59. In these circumstances, while we accept that the Strasbourg court jurisprudence relied on by the tenant does provide some support for the notion that Article 8 was engaged when Judge Corrie was asked to make an order for possession against her, there is no support for the proposition that the judge could be required to consider the proportionality of the order which he would have made under the provisions of the 1980 and 1988 Acts. Accordingly, for the reasons set out in paras 40–46 above, we would dismiss this appeal on the first issue.
McDonald v McDonald
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