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R v East London and the City Mental Health NHS Trust ex p von Brandenburg
[2003] UKHL 58, (2004) 7 CCLR 121
 
19.16R v East London and the City Mental Health NHS Trust ex p von Brandenburg [2003] UKHL 58, (2004) 7 CCLR 121
A patient may be detained, notwithstanding a tribunal’s decision to direct his discharge, where there are reasonable and bona fide grounds to believe that there is information, not known to the tribunal, which puts a significantly different complexion on the case
Facts: Mr von Brandenburg sought a judicial review of the authorities’ application to re-admit him compulsorily to hospital under section 2 of the MHA 1983, on the basis that there had not been a material change of circumstances since a decision by the MHRT to direct his discharge.
Judgment: the House of Lords (Lords Bingham, Steyn, Hobhouse, Scott and Rodger) held that a further application can be made when the applicant has formed the reasonable and bona fide opinion that he has information not known to the tribunal which puts a significantly different complexion on the case. Lord Bingham said this:
Governing principles
6. The differences between the parties to this appeal do not lack practical importance for those charged with the difficult and sensitive task of administering the mental health regime established by the 1983 Act. But the differences are relatively narrow, and it is convenient to begin by rehearsing certain familiar overriding principles, not in themselves controversial. First, the common law respects and protects the personal freedom of the individual, which may not be curtailed save for a reason and in circumstances sanctioned by the law of the land. This principle is reflected in, but does not depend on, Article 5(1) of the European Convention on Human Rights. It can be traced back to chapter 29 of Magna Carta 1297 and before that to chapter 39 of Magna Carta 1215. But, secondly, the law may properly provide for the compulsory detention in hospital of those who suffer from mental disorder if detention is judged to be necessary for the health or safety of the patient or the protection of others. The necessity for such detention in appropriate cases is recognised by article 5(1)(e) of the Convention, and has long been given effect in domestic law. Under the legislation now current, it is a precondition of an emergency application under section 4 of the 1983 Act, and an application for admission for assessment under section 2, and an application for admission for treatment under section 3, that the subject should be judged to be suffering from a mental disorder of a kind which warrants his detention in a hospital or makes it appropriate for him to receive treatment in a hospital and that detention is necessary for the health or safety of the patient or the protection of others. Thus the personal freedom of the individual may be lawfully curtailed in such cases, provided the strict statutory conditions are observed.
7. The third relevant principle is of more recent vintage. It is that a person compulsorily detained on mental health grounds should have the right to take proceedings by which the lawfulness of his detention may be decided by a court and his release ordered if the detention is not lawful. This right is expressed in Article 5(4) of the Convention, but was not adequately protected in the case of patients subject to restriction by the Mental Health Act 1959, which gave a mental health review tribunal no more than an advisory role in such cases. In X v United Kingdom (1981) 4 EHRR 188, which concerned a restricted patient, a violation of Article 5(4) was found because the mental health review tribunal enjoyed a power to advise only and not the power which a court would have to direct the discharge of a detained person. This deficiency was remedied by the Mental Health (Amendment) Act 1982 and now by the 1983 Act. In the case of patients who are not restricted, the tribunal’s powers (so far as relevant) were laid down in section 72(1) of the 1983 Act. Before amendment in 2001, the subsection read:
Powers of tribunals‘72(1) Where application is made to a Mental Health Review Tribunal by or in respect of a patient who is liable to be detained under this Act, the tribunal may in any case direct that the patient be discharged, and–(a) the tribunal shall direct the discharge of a patient liable to be detained under section 2 above if they are satisfied–(i) that he is not then suffering from mental disorder or from mental disorder of a nature or degree which warrants his detention in a hospital for assessment (or for assessment followed by medical treatment) for at least a limited period; or (ii) that his detention as aforesaid is not justified in the interests of his own health or safety or with a view to the protection of other persons; (b) the tribunal shall direct the discharge of a patient liable to be detained otherwise than under section 2 above if they are satisfied–(i) that he is not then suffering from mental illness, psychopathic disorder, severe mental impairment or mental impairment or from any of those forms of disorder of a nature or degree which makes it appropriate for him to be liable to be detained in a hospital for medical treatment; or (ii) that it is not necessary for the health or safety of the patient or for the protection of other persons that he should receive such treatment; or (iii) in the case of an application by virtue of paragraph (g) of section 66(1) above, that the patient, if released, would not be likely to act in a manner dangerous to other persons or to himself.’
By subsection (3) the tribunal was empowered, as it did in this case, to direct the discharge of a patient on a future date specified in the direction.
8. Fourthly, the rule of law requires that effect should be loyally given to the decisions of legally-constituted tribunals in accordance with what is decided. It was clearly established by the House in P v Liverpool Daily Post and Echo Newspapers plc [1991] 2 AC 370 that a mental health review tribunal is a court to which the law of contempt applies. It follows that no one may knowingly act in a way which has the object of nullifying or setting at nought the decision of such a tribunal. The regime prescribed by Part V of the 1983 Act would plainly be stultified if proper effect were not given to tribunal decisions for what they decide, so long as they remain in force, by those making application for the admission of a patient under the Act. It is not therefore open to the nearest relative of a patient or an ASW to apply for the admission of the patient, even with the support of the required medical recommendations, simply because he or she or they disagree with a tribunal’s decision to discharge. That would make a mockery of the decision.
9. In applying these principles, account must be taken of certain important considerations.
(1) While doctors may be expected to exercise their best professional judgment in diagnosing the condition and assessing the cases of those suffering from mental disorder, and prescribing treatment, their conclusions will rarely be capable of scientific verification. There will often be room for a bona fide difference of professional opinion. In Johnson v United Kingdom (1997) 27 EHRR 296, para 61, the European Court of Human Rights said: ‘It must also be observed that in the field of mental illness the assessment as to whether the disappearance of the symptoms of the illness is confirmation of complete recovery is not an exact science.’
(2) As the Master of the Rolls pointed out in para 30 of his judgment quoted above, the condition of many of those suffering from mental disorder will not be static. Episodes of acute illness may be followed by episodes of remission. Thus it does not follow that a tribunal decision, however sound when made, will remain so. Other things being equal, the longer the period since the decision was made the greater the chance that the patient’s mental condition may have altered, whether for better or worse.
(3) It is plain from the language of sub-paragraphs (a)(i) and (b)(i) of section 72(1), quoted above, that the focus of the tribunal’s inquiry into the mental health of the patient is on whether he is not ‘then suffering’ from mental disorder or mental illness. ‘Then’ refers to the time of the tribunal’s review and the tribunal has no power to consider the validity of the admission which gave rise to the liability to be detained: see Ex p Waldron [1986] QB 824, 846. The tribunal will doubtless endeavour to assess a patient’s condition in the round, and in considering issues of health, safety and public protection under sub-paragraphs (a)(ii) and (b)(ii) of section 72(1) it cannot ignore the foreseeable future consequences of discharge, but the temporal reference of ‘then’ is clear and the tribunal is not called upon to make an assessment which will remain accurate indefinitely or for any given period of time.
(4) If an unrestricted patient, compulsorily detained, seeks to be discharged, and the responsible doctors (including the current RMO) agree that the conditions for detaining him are no longer satisfied, he may be discharged and there will be no occasion for a tribunal hearing. Thus hearings will take place where (as here) a patient seeks to be discharged and the responsible doctors, or some of them, judge that he should not be discharged. Where an order for discharge is made by the tribunal, it will (unless the resisting doctors revise their opinion during the hearing) indicate that the tribunal has not accepted their judgment. A conscientious doctor whose opinion has not been accepted by the tribunal will doubtless ask himself whether the tribunal’s view is to be preferred and whether his own opinion should be revised. But if, having done so, he adheres to his original opinion he cannot be obliged to suppress or alter it. His professional duty to his patient, and his wider duty to the public, require him to form, and if called upon express, the best professional judgment he can, whether or not that coincides with the judgment of the tribunal.
(5) Account must be taken of section 13 of the 1983 Act, which so far as relevant provides:
‘(1) It shall be the duty of an approved social worker to make an application for admission to hospital or a guardianship application in respect of a patient within the area of the local social services authority by which that officer is appointed in any case where he is satisfied that such an application ought to be made and is of the opinion, having regard to any wishes expressed by relatives of the patient or any other relevant circumstances, that it is necessary or proper for the application to be made by him.‘(2) Before making an application for the admission of a patient to hospital an approved social worker shall interview the patient in a suitable manner and satisfy himself that detention in a hospital is in all the circumstances of the case the most appropriate way of providing the care and medical treatment of which the patient stands in need.’
It is plainly of importance that the ASW is subject to a statutory duty to apply for the admission of a patient where he is satisfied that such an application ought to be made and is of the opinion specified.
Conclusion
10. The problem at the heart of this case is to accommodate the statutory duty imposed on ASWs (by whom, in practice, most applications for admission are made) within the principles referred to in paras 6, 7 and 8 above. The correct solution is in my opinion that proposed by the Master of the Rolls, although I would express it in slightly different terms. In doing so, I do not find it necessary to make detailed reference to the European Convention. Consistently with the principle identified in para 8 above, an ASW may not lawfully apply for the admission of a patient whose discharge has been ordered by the decision of a mental health review tribunal of which the ASW is aware unless the ASW has formed the reasonable and bona fide opinion that he has information not known to the tribunal which puts a significantly different complexion on the case as compared with that which was before the tribunal. It is impossible and undesirable to attempt to describe in advance the information which might justify such an opinion. I give three hypothetical examples by way of illustration only.
(1) The issue at the tribunal is whether the patient, if discharged, might cause harm to himself. The tribunal, on the evidence presented, discounts that possibility and directs the discharge of the patient. After the hearing, the ASW learns of a fact previously unknown to him, the doctors attending the patient and the tribunal: that the patient had at an earlier date made a determined attempt on his life. Having taken medical advice, the ASW judges that this information significantly alters the risk as assessed by the tribunal. (2) At the tribunal hearing the patient’s mental condition is said to have been stabilised by the taking of appropriate medication. The continuing stability of the patient’s mental condition is said to depend on his continuing to take that medication. The patient assures the tribunal of his willingness to continue to take medication and, on the basis of that assurance, the tribunal directs the discharge of the patient. Before or after discharge the patient refuses to take the medication or communicates his intention to refuse. Having taken medical advice, the ASW perceives a real risk to the patient or others if the medication is not taken. (3) After the tribunal hearing, and whether before or after discharge, the patient’s mental condition significantly deteriorates so as to present a degree of risk or require treatment or supervision not evident at the hearing. In cases such as these the ASW may properly apply for the admission of a patient, subject of course to obtaining the required medical support, notwithstanding a tribunal decision directing discharge. The position of the patient’s nearest relative, in those cases where he or she makes the application with knowledge of the tribunal decision, does not differ in principle from that of the ASW, although the nearest relative could not in many cases be expected to be familiar with the evidence or appreciate the grounds on which the tribunal had based its decision.
R v East London and the City Mental Health NHS Trust ex p von Brandenburg
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