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CHAPTER N
 
Other tenants and trespassers without security of tenure
Administrative law and human rights defences
Times, ECtHRTimes 10 June; 27 May 2004, ECtHRTimes 1 March, 23 February 2011Times 18 October; 21 September 2010, ECtHRTimes 4 November; 3 November 2010Times 26 August; 18 June 2009Times 21 June; 20 June 2007If occupants lack security of tenure, or are trespassers, and the right to recover possession is unqualified, the only situations in which the court may refrain from making a possession order are where the eviction would be a disproportionate interference with the occupier’s Article 8 rights or, where the landowner is a public authority, the decision is one that no authority acting reasonably would take or is otherwise unlawful in administrative law. In circumstances, where statute or the common law requires the court to make a possession order, (ie it cannot be ‘read down’ under Human Rights Act 1998 s3 so as to be compliant with Article 8), the occupier may seek a declaration of incompatibility under Human Rights Act 1998 s4. A declaration is not, however, in reality a defence to a possession claim because the court is still required to apply the law. In those circumstances, the occupier’s sole remaining recourse is to apply to the ECtHR for damages.
(See Manchester CC v Pinnock (Manchester CC v Pinnock), Hounslow LBC v Powell; Leeds CC v Hall; Birmingham CC v Frisby (Hounslow LBC v Powell; Leeds CC v Hall; Birmingham CC v Frisby), Chapman v UK (Chapman v UK), Connors v UK (Connors v UK) and Kay v UK (Kay v UK).)
Such issues can be raised as defences in county court possession claims and, where the accommodation is granted under Part 7 of the Housing Act 1996. It is no longer necessary for occupants to seek judicial review of the decision to evict, except in the limited case where Housing Act 1980 s89 prohibits a court from postponing the execution of a possession order (See R (JL) v Ministry for Defence (R (JL) v Secretary of State for Defence)).
This is an area of law which has developed considerably in the last decade and a number of the older cases should no longer be followed by the courts today and so have been omitted from this edition.
In this connection, the question of whether or not the claimant is a public authority or is a hybrid authority exercising public functions, is crucial. See YL v Birmingham CC [2007] UKHL 27; [2008] 1 AC 95; [2007] 3 WLR 112; [2007] 3 All ER 957; [2007] HRLR 32; [2007] HLR 44; Times, June 21, 2007 and R (Weaver) v London & Quadrant Housing Trust (R (Weaver) v London & Quadrant Housing Trust).
Supreme Court (formerly House of Lords)
 
Hounslow LBC v Powell; Leeds CC v Hall; Birmingham CC v Frisby
[2011] UKSC 8; [2011] 2 AC 186; [2011] 2 WLR 287; [2011] 2 All ER 129; [2011] PTSR 512; [2011] HRLR 18; [2011] HLR 23; [2011] 1 P&CR 20; [2011] LGR 363; [2011] UKHRR 548; (2011) Times 1 March, 23 February 2011
 
ECHR Article 8 requires courts to have the power to consider whether a possession order would be necessary in a democratic society; this proposition applies to all cases where a local authority seeks possession of a person’s homeTimes 1 March; 23 February 2011
Manchester CC v Pinnock
[2010] UKSC 45; [2010] 3 WLR 1441; [2011] 1 All ER 285; [2010] UKHRR 1213; [2011] HLR 7; [2010] LGR 909; [2010] Times 4 November, 3 November 2010
 
ECHR Article 8 requires courts to have the power to consider whether a possession order would be necessary in a democratic society.Times 4 November; 3 November 2010
McDonald v McDonald
[2016] UKSC 28; [2016] 3 WLR 45; [2016] HRLR 18; [2016] HLR 28, 15 June 2016
An occupier of land held by a private individual could not raise an Article 8 defence to a possession claim
R (CN and ZH) v Lewisham LBC and Newham LBC
[2014] UKSC 62; [2015] AC 1259; [2014] 3 WLR 1548; [2015] 1 All ER 783; [2015] HLR 6, 12 November 2014
Occupiers of accommodation granted to them under Housing Act s188(1) may have the proportionality of their eviction, and any dispute of fact, determined by the county court during a Housing Act 1996 s204 appeal or by way of judicial review
Court of Appeal
 
Birmingham CC v Lloyd
[2012] EWCA Civ 969; [2012] HLR 44, 4 July 2012
 
It would only be in the most extraordinarily exceptional circumstances that an occupier, who had always been a trespasser, would successfully defend a possession claim under Article 8
Dean Gibbs was a secure tenant. He died in August 2009. Some time during the next month, Mr Gibbs’s brother, Richard Lloyd, moved into the flat without the knowledge or consent of those responsible for Mr Gibbs’s estate or the council. Mr Lloyd was already a council tenant of another property, but an order for possession had been made against him for non-payment of rent. In November 2009, Mr Lloyd visited the council’s neighbourhood offices, informed a housing officer that he was living in Mr Gibbs’s flat, and sought to raise a claim for housing benefit. He was told that he would remain liable for the rent on the other property until he served a notice to determine his tenancy, but he was warned that if he did so, and then was not allowed to take a tenancy of the flat, he would be likely to be held to be intentionally homeless. In the subsequent possession claim, Mr Lloyd served a defence which effectively accepted that he was a trespasser in the flat, but contended that he should be allowed to remain on the ground that evicting him would be a disproportionate interference with his right to respect for his home under Article 8.
A recorder dismissed the claim for possession. He noted Mr Lloyd’s history of depression; his financial circumstances, which would render it difficult for him to find other accommodation if he was evicted from the flat; the effort and expenditure that he had incurred in setting up his own web design business; and confusion about the circumstances in which Mr Lloyd gave up his tenancy. Furthermore, this was not a case where the occupier of the property concerned had been guilty of nuisance, anti-social behaviour or criminal activity.
The Court of Appeal allowed the council’s appeal. After referring to Manchester City Council v Pinnock (Manchester CC v Pinnock), Hounslow LBC v Powell (Hounslow LBC v Powell; Leeds CC v Hall; Birmingham CC v Frisby)and Corby BC v Scott (Corby BC v Scott; West Kent Housing Association Ltd v Haycraft), Lord Neuberger MR said that if it is only in very highly exceptional circumstances that it would be appropriate for the court to consider a proportionality argument on behalf of a tenant, ‘it must be at least as true, indeed … even more true, in the case of someone who entered the property as a trespasser and has remained a trespasser’ (para 12). He continued:
… the defendant in this case was not merely a trespasser in the property concerned at the time the possession order was sought but he never has had any right to occupy the premises, whether under contract or statute. He entered the property as a trespasser and a trespasser he has remained (para 13).
The effect of the first instance decision would ‘involve the recorder usurping the council’s role as the entity responsible for allocating its housing stock’ (para 17). Lord Neuberger added:
It would … be wrong to say that it could never be right for the court to permit a person, who had never been more than a trespasser, to invoke Article 8 as a defence against an order for possession. But such a person seeking to raise an Article 8 argument would face a very uphill task indeed, and, while exceptionality is rarely a helpful test, it seems to me that it would require the most extraordinarily exceptional circumstances (para 18).
Mr Lloyd was ‘well short of being able to cross the high threshold which an occupier with no domestic legal right to occupy his home, and miles away of the threshold which an occupier who has never been anything other than a trespasser has to cross’ to be able to invoke Article 8 and to defeat a claim for possession (para 25). It was a case in which a district judge considering Mr Lloyd’s case on its face, and taking all the facts Mr Lloyd relied on as correct, should have decided peremptorily that the Article 8 argument was not maintainable and should not have let it go to trial.
Circle 33 Housing Trust v Lawal
[2014] EWCA Civ 1514; [2015] HLR 9, 24 November 2014
 
It was not appropriate to re-open an appeal when it had been decided correctly; the principles governing the proportionality of an eviction under Article 8 were the same for all social landlords
City of London v Samede
[2012] EWCA Civ 160, [2012] 2 All ER 1039; [2012] PTSR 1624; [2012] HRLR 14; [2012] BLGR 372; (2012) 109(10) LSG 19, 22 February 2012
 
The court should use its case management powers to ensure that defences based on Article 10 and Article 11 are dealt with summarily so that they do not take up a disproportionate amount of time
Lindblom J made a possession order and granted injunctions in respect of the unlawful occupation of land around St Paul’s Cathedral ([2012] EWHC 34 (QB); March 2012 Legal Action 22). The occupiers sought permission to appeal, arguing that the orders represented a disproportionate interference with their rights under Articles 10 and 11 of the convention.
The Court of Appeal refused permission to appeal. Although Articles 10 and 11 were engaged, there was no real prospect of showing that the orders had been made wrongly. The court also gave guidance for the handling of future claims against demonstrators that are occupying public land for more than a short period and who raise human rights defences. In particular,
in strict principle, little if any court time need be taken up with such evidence. The contents of those views should not be in dispute, and, as we have sought to explain, they are very unlikely to be of much significance to the legal issues involved. Of course, any judge hearing such a case will not want to be thought to be muzzling defendants, who want to explain their passionately held views in order to justify their demonstration (and, at least where the defendants are as they are in this case, it is informative and thought provoking to hear those views). Accordingly, while it would be wrong to suggest that in every case such evidence should be excluded, a judge should be ready to exercise available case management powers to ensure that hearings in this sort of case do not take up a disproportionate amount of court time. (para 63).
Fareham BC v Miller
[2013] EWCA Civ 159; [2013] HLR 22; [2013] 1 EG 81(15); [2013] 1 P&CR DG25, 6 March 2013
 
A former tenant’s personal circumstances were not sufficiently serious to warrant a full hearing of his Article 8 defence
In 2009, the council accepted that Mr Miller, a 30-year-old man with a long history of persistent criminal offending, was homeless and in priority need and that he had not become homeless intentionally. He was granted a non-secure tenancy under Housing Act 1985. In 2011, other tenants complained about the behaviour of another man living in the flat. In April 2011, while Mr Miller was serving a prison sentence, the council served a notice to quit. In May 2011, a housing officer met Mr Miller’s probation officer and a representative from the Drug Intervention Programme and agreed to give him another chance. The conditions for his release on licence were tightly drawn so as to require him to live at the flat alone. However, the flat became a ‘running sore of criminal behaviour which … so upset some of the neighbours that they have requested anonymity in respect of their complaints for fear of reprisals [and] made their lives intolerable’ (para 15). The council claimed possession, relying on the April 2011 notice to quit. Mr Miller served a defence denying that he had committed any breaches of the tenancy agreement. He also raised an Article 8 defence based on his vulnerability as an ex-offender and drug addict. Recorder Wood dismissed the claim for possession. He was satisfied that service of the notice to quit was a reasonable and proportionate exercise of the council’s powers of estate management having due regard to its duty under the Housing Act 1985, but that ‘the correct legal interpretation of the events that happened … [was] that, the notice [to quit was] revoked [and] the tenancy was reinstated in its original terms’ (para 28).
The Court of Appeal allowed the council’s appeal and made a possession order. First, as a matter of law, it was impossible for the council to revoke the notice to quit. The May decision to give Mr Miller another chance was never more than a conditional one and, once he had reoffended, the council decided to press ahead with its claim for possession. Second, the grant of a non-secure tenancy to a homeless person did create Article 8 rights which were necessarily engaged by any decision of the local authority to seek possession. The corollary to this was that a local authority faced with such a challenge was required to give reasons for its decision to seek possession so that the court, in conducting a proportionality review, could decide whether an order was justified. It was for the tenant to raise the proportionality challenge by way of defence and to establish a seriously arguable case that his/her own circumstances overrode the particular exercise by the council of its public responsibility to manage the available public housing stock for the benefit of the community as a whole. Only in exceptional cases is it possible for the tenant’s personal circumstances to establish a claim to maintain a home under his/her existing tenancy.
The Court of Appeal was not persuaded that Mr Miller had a defence to the possession claim on either Wednesbury or Article 8 grounds. Although his personal circumstances needed to be seriously considered, they did not raise a sufficiently compelling case as to require a full-blown proportionality review.
Hackney LBC v Lambourne
(1993) 25 HLR 172; [1993] COD 231, CA
 
Occupant with non-secure tenancy could not raise defence of non-performance of homlessness duties in possession proceedings as a public law defence
See Housing Law Casebook 4th edition, L1.5.
Hertfordshire CC v Davies
[2018] EWCA Civ 379, 6 March 2018
 
Children Act 2004 s11 may in principle be raised as a defence to a possession claim as a public law defence
In January 2003, Mr Davies became the resident caretaker of a school. He was granted a service occupancy of a bungalow where he and his family lived. Hertfordshire owned the bungalow but was not a housing authority. In June 2015, Mr Davies was dismissed for gross misconduct. His licence to occupy the bungalow ended. He and his family (his wife and four children now aged 19, 17, 15 and 11) had no private law right to remain but continued to live there as trespassers. Hertfordshire served a notice to quit and began a county court possession claim. One of Mr Davies’s defences was that the service of the notice to quit was unlawful ‘in a public law sense’ because Hertfordshire did not have regard to the best interests of the children and the need to safeguard and promote their welfare. The claim was transferred to the High Court. Laing J held that the council’s failure to comply with its statutory duties under Children Act 2004 s11 and Equality Act 2010 s149 could not provide a defence to its claim for possession. Mr Davies appealed on the section 11 point.
The Court of Appeal dismissed the appeal. Section 11 places duties on local authorities to ensure that their functions, and any services they contract out to others, are discharged with regard to the need to safeguard and promote the welfare of children. The making of the (discretionary) decision to serve the notice to quit was an exercise of a function which left room for a consideration of the children’s welfare and, in principle, it was open to an occupier to raise a section 11 defence to possession proceedings brought by a local authority, notwithstanding the lack of a private law right to remain in possession. Laing J was therefore wrong to find that section 11 could not be raised as a defence, but it did not follow that the possession order should be set aside or that the matter should be remitted for a rehearing. The section 11 duty had no relevance on the facts to whether an order for possession should be made or not. Mr Davies’ defence did not particularise how, if at all, consideration of the children’s welfare would have made any difference to the ultimate outcome of this claim:
There was nothing in other words that supported even faintly, even at the pleadings stage, a case that any consideration of the position of the children when the notice to quit was served would have made any difference to the outcome of the action for possession. [para 29].
If Hertfordshire had considered the best interests of the children by reference to section 11 before serving the notice to quit, the outcome would inevitably have been the same.
Holley v Hillingdon LBC
[2016] EWCA Civ 1052; [2017] HLR 3, 1 November 2016
Length of residence is relevant to a proportionality assessment, but is likely to be of little consequence
Mr Holley was 34 years old and had anxiety, panic attacks and depression. He had lived in a three-bedroom house, that was the subject of possession proceedings, for his whole life. He had originally lived with his grandmother, Mrs Hudson, who had been a secure tenant of the house until her death in March 2009. Her husband, Mr Hudson, then became a secure tenant by succession. He died in May 2012. Mr Holley therefore had no right of statutory succession (Housing Act 1985 ss87 and 88). At the date of the possession claim Mr Holley lived at the property with his brother. There was evidence that the house was suitable for a family of six. Mr Holley defended the claim on the grounds that (i) his eviction was a disproportionate interference with his right to respect for his home because he had lived in the property all his life and had mental health difficulties; and (ii) in deciding not to afford him an extra-statutory second succession, Hillingdon had without justification discriminated against him upon the grounds of his age. The judge rejected both those defences as not even seriously arguable and made a possession order.
The Court of Appeal dismissed the appeal. An occupant seeking to rely on Article 8 will need to demonstrate a minimum length of residence in order to show that the property in question is their home, so that Article 8 is engaged. The period of residence, however long, will not on its own be sufficient to found an Article 8 proportionality defence, but may form part of an overall proportionality assessment. Length of residence is, however, unlikely to be a weighty factor in striking the necessary proportionality balance and is, in itself, of little consequence. The judge’s decision was therefore plainly right. Both Mr Holley’s medical condition and his lifetime residence at the property were neither exceptional, nor of significant weight, even when aggregated together. The evidence did not show, for example, that his mental condition was likely to be gravely exacerbated if he were to move from the home in which he had been born to some other home. Nor was the location of this particular property in any sense relevant in terms of making it easier for him to obtain requisite treatment. This was a case in which the balance remained firmly tilted in favour of the weighty considerations which justified the council seeking eviction, against the much less weighty and unexceptional circumstances put forward by Mr Holley. The Court of Appeal also rejected the contention that the ‘second succession policy’ was unlawful because it did not contain or, on its face, permit the exercise of any residual discretion.
Jones v Canal and River Trust
[2017] EWCA Civ 135; [2017] HLR 25, 7 March 2017
 
Structured approach to proportionality applied to proceedings for the removal of a canal boat following termination of licence to navigate the canal
Mr Jones was a canal boat owner who lived on his boat, which was called ‘The Mrs T’. The trust terminated his continuous navigation licence and brought proceedings for declaratory and injunctive relief, claiming that it was entitled to remove the boat from the waterway and to prevent its return. HHJ Denyer QC struck out a defence based on Human Rights Act 1998 Sch 1 Article 8 (right to respect for a home). He concluded that the trust could not be expected to investigate or deal with Mr Jones’s Article 8 rights, as the burden imposed would be too great. McGowan J dismissed an appeal against that order ([2015] EWHC 534 (QB); June 2015 Legal Action 42).
The Court of Appeal allowed an appeal and reversed the order striking out the article 8 defence. In the Court of Appeal, the trust conceded that, as a public authority, it must consider Article 8 issues when seeking to deal with a vessel that is someone’s home. McCombe LJ stated that although ‘the balance between public interests and requirements of hard pushed local authority landlords on the one hand and the relative claims of individual tenants wishing to assert and to preserve rights under Article 8 on the other are well tried and tested before the courts … [t]hat may not be so straightforward in cases involving other types of public authority’ (para 41). He continued:
… in parity with the housing cases, in cases of the present type the court will usually be able to proceed on the basis that the authority has sound management reasons for wishing to enforce rigorously its licensing regime, without such reasons being distinctly pleaded and proved … The management duties and the authority’s ownership rights should normally … be taken as a ‘given’ and as having strong weight in the assessment of proportionality under article 8. However, unlike the housing cases, the relative weight of the competing interests of a boat operator, using his vessel as a home, may not always be as easily apparent in an individual case, at least where there are underlying disputes as to whether the [trust] was entitled to act as it did in terminating a licence. (para 45).
McCombe LJ could ‘imagine cases where the county court would be able to determine, in a Pinnock-style summary assessment before trial, that the boat operator’s right under the convention [could not] prevail to the extent of requiring the authority to accommodate his home on the authority’s waterways or on a particular part or parts of them. However, in some cases, the ‘personal circumstances and any factual objections’ raised may give rise to a seriously arguable case’ (para 46). There was, though, more difficulty in summary dismissal, on a preliminary application at the beginning of the proceedings, of a boat occupier’s Article 8 rights where there were continuing genuine disputes as to whether licence conditions had been satisfied or where there were other issues in play, such as questions under the Equality Act 2010. The overall context of this case did not allow the judge summarily to dismiss the Article 8 defences as he had.
Leicester CC v Shearer
[2013] EWCA Civ 1467; [2014] HLR 8, 19 November 2013
 
A landlord had acted unreasonably by seeking possession from a failed successor where the authority had misled the failed successor by telling her that she could not remain living at the property when, under the authority’s allocation scheme, there was a very good chance that she would have been granted a tenancy of the property
Mrs Baxter was a secure tenant. Her son, Mr Shearer, lived with her. In April 2005, he married and his wife came to live in the house with her young daughter. In May 2005, Mrs Baxter died and Mr Shearer succeeded to her tenancy. Mrs Shearer then had a baby. In January 2010, Mrs Shearer left the property due to Mr Shearer’s violence. She and the children went to live at another house where she was given an assured shorthold tenancy. In February 2011, Mr Shearer committed suicide. Mrs Shearer and her children moved back into Mr Shearer’s house. She told a council officer that she would like to continue living in the property as a tenant following her husband’s death. She was informed that that would not be possible and that she should complete an application form seeking other council accommodation. Council officers decided to require her to leave, rather than make a direct let of the house to her. The council served a notice to quit on the Public Trustee and the personal representatives of Mr Shearer, and began a possession claim. Mrs Shearer defended the claim, relying to some extent on Article 8 ECHR, but principally on a public law defence that the council’s decision to bring possession proceedings was flawed, because it had not given any, or any proper, consideration to the possibility of making a direct let under its allocations policy. Recorder Maxwell QC dismissed the possession claim.
The Court of Appeal dismissed the council’s appeal. At all stages, council officials gave firm advice to Mrs Shearer that there was no question of her being able to remain at the property. It was made clear to her that the most she could achieve by visiting the Housing Options Department was to pursue an application for different accommodation. No council official ever told her that if she made an appropriate application, the council might be able to make a direct let of the property to her. The facts of the present case were exceptional. Mrs Shearer had a respectable case for receiving the benefit of a direct let under the allocations policy. The council officials to whom she spoke did not tell her this. Indeed, they told her precisely the opposite. A public authority cannot rely on an applicant’s non-compliance with procedural requirements, when the authority has itself caused that non-compliance. In commencing possession proceedings without giving any, or any proper, consideration to the option of making a direct let under the allocations policy, the council acted unlawfully.
Mohamoud v Kensington and Chelsea RLBC
[2015] EWCA Civ 780; [2016] HLR 38, 21 July 2015
Section 11 of the Children Act 2004 does not require an authority to carry out an assessment of a child’s best interests before commencing a claim for possession of a non-secure tenancy provided under Part 7 of the Housing Act 1996 where the authority’s duty to the tenant under Part 7 has come to an end
Ms Mohamoud applied to Kensington and Chelsea RLBC for assistance under Part 7 of the Housing Act 1996. She was provided with a non-secure tenancy of a flat in Wandsworth pending inquiries into her homelessness. The authority subsequently notified her that she had a priority need, by her young son, but was not owed the main homelessness duty because she had become intentionally homeless from accommodation in Bristol. At the same time, in an accompanying letter, the authority informed Ms Mohamoud that she could remain in her accommodation for a further six weeks and provided her with advice on how she could go about finding accommodation in the private sector. This accompanying letter, also advised Ms Mohamoud that she could approach Wandsworth’s Children’s Services for assistance. Ms Mohamoud’s request to review the decision that she was intentionally homeless out of time was refused. Ms Mohamoud did not leave her accommodation and, after the period of six weeks had elapsed, the authority served her with a notice to quit and around two months after the expiry of the notice to quit brought a claim for possession. Ms Mohamoud defended the claim on a number of grounds, which included a claim that her eviction would infringe her Article 8 rights and a public law challenge based on an allegation that the authority had failed to discharge its duty under section 11 of the Children Act 2004 because the authority had failed to carry out an assessment so as to identify the best interests of her child and had therefore not treated her child’s interests as a primary consideration. In the intervening period, the authority referred Ms Mohamoud’s case to Wandsworth’s Children’s Services and carried out its own Children Act 1989 assessment. Eventually at a trial, Ms Mohamoud’s defence was dismissed, but the deputy district judge gave her permission to appeal to the Court of Appeal.
Mr Saleem was married with three children. She applied to Wandsworth LBC for homelessness assistance and was provided with a non-secure tenancy pending inquiries into her homelessness. Wandsworth subsequently determined that she was not owed the main homelessness duty because she had become intentionally homeless. Wandsworth notified Ms Saleem that she could remain in her accommodation for a period of 28 days. Wandsworth refused to carry out a review of its decision that Ms Saleem had become intentionally homeless out of time. Around six months later, Wandsworth served her with a notice to quit and, on its expiry, commenced possession proceedings. After proceedings had been commenced Wandsworth’s housing department referred Ms Saleem’s case to its children’s services department. Wandsworth’s children’s services department notified Ms Saleem’s solicitors that they would not carry out a Children Act 1989 assessment until a possession order had been made. Ms Saleem defended the possession claim on a number of grounds that included a claim Wandsworth had failed to comply with section 11 of the Children Act 2004 and that her eviction would infringe her Article 8 rights. A district judge dismissed her defence and the Court of Appeal granted her permission to appeal on the section 11 ground only.
The Court of Appeal dismissed the appeals. While the duty under section 11 is not confined to the making of strategic arrangements, eg the provision of training or information, it is not a free-standing duty; it cannot be detached from the statutory functions it is designed to secure. Nor can it re-write or re-define the function that is being exercised. The duty is therefore qualified by the nature of the function being carried out and what the particular circumstances require.
In practice, the section 11 duty could not, in the context of a claim for possession of Part 7 accommodation, require an authority to withdraw a notice to quit or defer the recovery of possession after a notice to quit had been served once its duties under Part 7 had come to an end. It followed that in such circumstances an assessment to ascertain a tenant’s child’s best interests was therefore unnecessary as, whatever the outcome, it could not prevent an authority from recovering possession. The appropriate forum for deploying arguments about a child’s best interests is in the court via an Article 8 proportionality defence or during a section 204 appeal where it is incumbent upon the tenant to notify the authority of any relevant facts concerning its child. In the instant cases, the appellants had not appealed against the decisions that their evictions were proportionate and, in any event, the facts came well short of passing the high threshold required to establish a successful Article 8 defence.
Moreover, even if there was a duty to conduct an assessment, the failure to conduct such an assessment could not provide a public law defence to a possession claim because there was an insufficient link between the making of a possession order and the failure to conduct an assessment.
Malik v Fassenfelt
[2013] EWCA Civ 798, 3 July 2013
 
The majority declined to express a view on whether Article 8 applied to private sector possession claims; Sir Alan Ward gave a minority judgment to the effect that it did
Mr Malik owned land near Heathrow airport. He ran a taxi business and had previously used the land for parking and storing cars. In March 2010, the defendants went on to Mr Malik’s land and established their homes there. In July 2010, Mr Malik issued proceedings against them, contending that they were squatters and that he was entitled to a possession order forthwith. The occupiers defended the claim on the basis that their eviction would not be proportionate and would infringe Article 8. HHJ Walden-Smith held that Article 8 applied as between private parties, but that, on the facts, it was proportionate to make a possession order. The defendants appealed.
The Court of Appeal dismissed the appeal. In this case, the judge was correct to hold that a possession order was proportionate. Although the claimant did not serve a respondent’s notice challenging the judge’s decision that Article 8 applied, Sir Alan Ward stated that Article 8 is capable of application where squatters have trespassed on to a private landowner’s land and established a home there. He said that the court must approach a claim made by a private landowner against a trespasser in a similar way to that adopted to claims of various sorts made by a local authority. However, even if the defendants have established a home on the land but otherwise have no legal right to remain there, it is difficult to imagine circumstances that would give the defendants an unlimited and unconditional right to remain. The circumstances would have to be exceptional.
Sir Alan Ward also stated that the rule in McPhail v Persons, Names Unknown [1973] Ch 447 that the court has no jurisdiction to extend time to a trespasser can no longer stand against a requirement that proportionality may demand. It followed that if proportionality confers on the court, as the public authority, a discretion to consider giving time to a trespasser even at the suit of a private landlord, then Housing Act 1980 s89 must apply. Lord Toulson and Lloyd LJ decided, however, to express no view on the point.
Mayor of London v Hall and others
[2010] EWCA Civ 817; [2011] 1 WLR 504; (2010) Times 28 July, 16 July 2010
 
There were no grounds for attacking judge’s conclusion that possession order was ‘a wholly proportionate response’ to occupation of Parliament SquareTimes 3 December, 1 December 2009
The defendants took possession of Parliament Square Gardens in London to establish a ‘Democracy Village’ peace camp. The Greater London Authority Act 1999 vested title to the gardens in the Queen, but gave management and control to the Greater London Authority, acting through the mayor. The mayor sought a possession order. The defendants argued that the mayor could not maintain a possession claim in the absence of a right to possession or, alternatively, that a possession order would infringe their rights to assemble and protest. Griffith Williams J made a possession order and granted injunctions ordering the occupants to dismantle structures which they had erected.
The Court of Appeal upheld the possession order in relation to most of the defendants. The court held that:
Griffith Williams J had been correct in refusing an adjournment. Although the time between the issue of proceedings and the start of the trial was ‘undoubtedly very short’ (para 15) (ie, only 19 days), no prejudice was caused to any defendants.
The statutory scheme made by the Greater London Authority Act 1999 implicitly gave the mayor the right to seek possession. Lord Neuberger MR rejected the contention that a claim for possession can only be successfully maintained if the person seeking possession can establish title of some sort to a legal estate in the land: ‘… the modern law relating to possession claims should not be shackled by the arcane and archaic rules relating to ejectment, … it should develop and adapt to accommodate a claim by anyone entitled to use and control, effectively amounting to possession, of the land in question …’ (para 27).
Articles 10 and 11 ECHR were engaged. The defendants were entitled to have the proportionality of making a possession order assessed by the court. This was ultimately a matter for the court, not for the mayor. However, there were no grounds for attacking the judge’s conclusion that the making of a possession order was ‘a wholly proportionate response’ (para 47).
Where only part of what could be fairly described as one piece of land was occupied by a defendant, the owner of the land can claim possession of the whole piece (Secretary of State for Environment, Food and Rural Affairs v Meier (Secretary of State for Environment, Food and Rural Affairs v Meier). Furthermore, where the whole piece of land was occupied by trespassers and it was difficult to identify precisely who occupied what part, it was particularly unrealistic to expect the claimant to identify which part each defendant occupied.
Poplar Housing and Regeneration Community Association Ltd v Donoghue
[2001] EWCA Civ 595; [2002] QB 48; [2001] 3 WLR 183; [2001] 4 All ER 606; (2001) 33 HLR 823; [2001] UKHRR 693; [2001] LGR 489; (2001) Times 21 June
 
Housing association acting as a ‘functional public authority’ within meaning of Human Rights Act 1998; mandatory nature of possession for an assured Shorthold tenancy does not conflict with tenants’ right to family lifeTimes 21 June; 20 June 2007
Tower Hamlets LBC granted Ms Donoghue a weekly non-secure tenancy, acting under Housing Act 1985 Sch 1 para 4, pending a decision as to whether she was intentionally homeless. The property was later transferred to Poplar HARCA, which was created by the council to administer some of its former housing stock. Ms Donoghue became an assured shorthold tenant. The council decided that Ms Donoghue was intentionally homeless and Poplar commenced proceedings for possession, having served notice under Housing Act 1988 s21(4). Before a district judge Ms Donoghue argued that section 21 was incompatible with her rights under Article 8 ECHR. The district judge declined to adjourn the hearing in order to allow Ms Donoghue to adduce evidence on the issue of incompatibility. He dismissed her arguments in relation to the ECHR. She appealed directly to the Court of Appeal under CPR 52.14.
The Court of Appeal dismissed her appeal. While the activities of a housing association need not involve the performance of public functions, in providing accommodation to Ms Donoghue and seeking possession in this case, Poplar HARCA’s functions were so closely assimilated to the council that it was properly to be regarded as a functional public authority within the meaning of Human Rights Act 1998 s6(1). Second, notwithstanding its mandatory terms, the right to possession contained in section 21(4) did not conflict with the tenant’s right to family life under Article 8. The section was clearly necessary in a democratic society in so far as there had to be a procedure for recovering possession of property at the end of a tenancy. The court would defer to parliament as to whether the restricted power of the court under that section was legitimate and proportionate.
Note: This decision was disapproved in YL v Birmingham CC [2007] UKHL 27 where Baroness Hale and Lord Mance both criticised the Court of Appeal’s reasoning for relying too heavily on the historical links between the local authority and the registered social landlord, rather than on the nature of the function itself, which was the provision of social housing.
R (Weaver) v London & Quadrant Housing Trust
[2009] EWCA Civ 587; [2010] 1 WLR 363; [2009] L&TR 26; [2009] HLR 40; [2010] UKHRR 1371; [2009] LGR 962; (2009) Times 26 August, 18 June 2009
 
Court of Appeal decided that a housing association was acting as a public authority where it was in receipt of public grant funding, provided subsidised housing and its freedom to allocate tenancies was circumscribed by its obligation to co-operate with local authorities under Housing Act 1996 s170
Sharp v Brent LBC
[2003] EWCA Civ 779; [2003] HLR 65
 
Where daughter not entitled to succeed, no breach of Article 8 ECHR in offering her different accommodation under Part 6 after accepted as homeless under Part 7
Ms Sharp lived in a flat which her mother rented from Brent. In February 2000, following her mother’s death, Ms Sharp applied to succeed as the tenant under the provisions of Housing Act 1985. Brent rejected that application, contending that Ms Sharp had lied about her entitlement to become a tenant by succession. Ms Sharp did not accept that she had deceived Brent, but did accept Brent’s entitlement to find that she did not meet the necessary criteria. Accordingly, a possession order was made by consent. Ms Sharp then applied for housing as a homeless person. Brent made an offer of suitable accommodation which Ms Sharp rejected, claiming that the flat where she had lived with her mother was suitable accommodation, and that the property offered was unsuitable because it required her to move. Brent rejected that contention and upheld that decision on a Housing Act 1996 s202 review. HHJ Latham allowed Ms Sharp’s section 204 appeal, finding that the decision letter was irrational and that it confused the statutory scheme for succession of tenancies under Housing Act 1985 with Housing Act 1996 Parts 6 and 7. He also found that the eviction of Ms Sharp from her mother’s flat breached her rights under Article 8 ECHR. He remitted the matter for a further section 202 review.
The council appealed successfully. There was no confusion in the decision letter between Brent’s obligations under Parts 6 and 7 and the purported deceit by Ms Sharp in relation to her application to succeed to the tenancy under Housing Act 1985. Second, the mother’s flat was Ms Sharp’s home for the purposes of Article 8 and so Brent were wrong to argue that the Article 8 issues were not relevant considerations for the judge. The requirement that she vacate that property, albeit with an offer of a new home, was on its face an interference with her Article 8(1) rights. Ms Sharp did have a marginal complaint of interference, but Brent’s decision, on the facts of the case, was well justified for the fulfilment of democratic rights and for the protection of the rights and freedoms of others (see Article 8(2)). Accordingly, the judge fell into error in finding that Brent’s decision was a violation of Article 8. Finally, the judge further erred by ‘blending’ together Housing Act 1996 Parts 6 and 7. The duty of a local authority under section 193 may be discharged by the allocation of housing under Part 6. However, the court was not entitled to reach the view that in reviewing the housing authority’s decision under section 204 a different result might have been reached had considerations been made under Part 6. The judge in the present case was not entitled to evaluate Brent’s decision as falling under Part 6 since he had no jurisdiction to go into Part 6 matters. His decision was only on the legality of the decision letter as to the suitability of the housing offered. Accordingly, there was no foundation for the challenge to the decision letter.
Tower Hamlets LBC v Begum (Rahanara)
[2005] EWCA Civ 116; [2006] HLR 9; [2005] LGR 580; (2005) Times 22 February
 
No role for county court, within possession proceedings against homeless applicant, to consider challenge under Part 7
Mrs Begum was accepted for the full housing duty (s193). The council provided her with a non-secure tenancy of a council flat (Housing Act 1985 Sch 1 para 4). In January 2002 it made her an offer of a secure tenancy of a different flat under Housing Act 1996 Part 6 and, at the same time, gave notice to quit the non-secure tenancy. Mrs Begum refused the offer. The council considered that it had discharged its duty and in August 2002 began a claim for possession of the flat. Mrs Begum defended the claim on the basis that the council had not fulfilled its homelessness duty as it had not complied with a requirement, in the version of section 193(7) then in force, to serve a notice containing certain information on her within 21 days of the refusal of the offer. After the Court of Appeal hearing, but before judgment, Mrs Begum applied for judicial review of the decision to bring the possession proceedings.
The Court of Appeal held that Mrs Begum was not entitled to challenge the decision to seek possession on grounds that she could have run by statutory review and on appeal to the county court. An applicant could not challenge the decision to seek possession ‘through the back door of a judicial review application’ in the absence of very unusual facts.
Thurrock BC v West
[2012] EWCA Civ 1435; [2013] HLR 5; [2013] L&TR 11, 8 November 2012
 
There was nothing exceptional about a couple with limited financial means who had a young child; their personal circumstances did not require the court to determine the proportionality of their eviction at a full hearing
In 1967, Thurrock granted a weekly joint tenancy to George and Violet West. They were Aaron West’s grandparents. In 2007, Aaron West, his son and his partner moved in to live with his grandparents. George West died in 2008. The tenancy automatically vested in Violet West as successor under the provisions of the Housing Act 1985 ss87 and 89(2). She died in 2010. As she was a successor, section 87 precluded any further right of succession. Accordingly, the weekly tenancy vested in Violet’s estate. It was terminated in October 2011 by notice to quit served on the Public Trustee. In November 2011, the council issued a claim for possession on the ground that Aaron West had never been a tenant or subtenant and had no right to statutory succession. He defended the claim, arguing that, since he, his partner and his son had lived in the property and paid rent for four years, an order for possession would be disproportionate and so an infringement of his right to respect for his home under Article 8. The case was assigned to the multi-track. District Judge Hodges dismissed the claim. Thurrock appealed.
The Court of Appeal allowed the appeal. The threshold for establishing an arguable case that a local authority is acting disproportionately and so in breach of Article 8 is a high one which will be met in only a small proportion of cases. The reason for that lies in the public policy and public benefit inherent in the functions of the housing authority in dealing with its housing stock, a precious and limited public resource. Local authorities, like other social landlords, hold their housing stock for the benefit of the whole community and they are best equipped, certainly better equipped than the courts, to make management decisions about the way such stock should be administered. Unless there is some good reason not to do so, courts must, at the earliest opportunity, summarily consider whether an Article 8 defence, as pleaded, and on the assumption that the pleaded facts relied upon are correct, reaches that threshold. It was quite clear that the Article 8 defence in this case did not even reach the threshold of being reasonably arguable. It should have been struck out summarily at the earliest opportunity. There was nothing exceptional about the housing needs of a couple who had limited financial means and were the parents of a young child. The case should not have been assigned to the multi-track.
High Court
 
Flynn v Basildon DC
[2011] EWHC 2569 (Admin), 31 August 2011
 
The court was not obliged to re-consider whether the eviction, through enforcement of a notice under Town and Country Planning Act 1990 s178, of a traveller from Dale Farm Traveller’s site was disproportionate where an applicant’s rights under Article 8 had already been considered by the Court of Appeal
Mrs Flynn was one of many Travellers that lived on a caravan site at Dale Farm. She had lived at the site since 2003. While the land was privately owned, the occupiers did not have permission to use it for the siting of a caravan. In 2003, she was served, along with occupiers, with a notice under Town and Country Planning Act 1990 requiring her to remove her caravan from the site. She did not appeal against this notice. Instead, she, along with other occupiers, made two applications for planning permission to allow her, and others, to site caravans at Dale Farm. These applications were refused and the refusals were upheld on appeal. Subsequent to those failed appeals, in December 2007 Basildon sought to enforce their earlier notices requiring the removal of the caravans under Town and Country Planning Act 1990. This decision was the subject of a judicial review and the decision to undertake enforcement action was upheld in the Court of Appeal. The Court of Appeal considered and decided that the removal of Mrs Flynn, and other occupiers from Dale Farm, did not amount to a breach of Article 8. Basildon resolved finally to carry out the eviction of occupiers from Dale Farm on 1 September 2011. Mrs Flynn sought to challenge that decision on the basis that before she could be evicted the procedural requirements of Article 8 required that a court assess whether her eviction would be proportionate.
Her application for judicial review was refused. The issue as to whether her eviction was proportionate had already been determined by the Court of Appeal. The circumstances were not exceptional and accordingly there was no basis for re-opening a relatively recent decision of the Court of Appeal.
Manchester Ship Canal Developments Ltd and another v Persons Unknown
[2014] EWHC 645 (Ch), 10 March 2014
 
It was open, in principle, for the occupiers to raise a defence under Article 8 to a claim for possession brought by a private individual; such a defence could not succeed, however, because the land was not their home and their eviction was in any event proportionate
The claimants owned various plots of open land along a road. They wanted to allow Igas Energy plc to carry out exploratory drilling to discover whether there was natural gas under the land. The defendants were protestors who were opposed to the drilling. The claimants sought possession. The defendants resisted the claim, arguing that it would be a violation of their rights under Articles 8, 10 and 11 if a possession order were made.
HHJ Pelling QC, sitting as a judge of the High Court, made a possession order. Articles 10 and 11 did not ‘even arguably provide … a defence’ (para 34). Although it was, in principle, open to the defendants to rely on Article 8, even though the claimants were private landowners with Article 1 of Protocol No 1 rights, the defendants needed to show that each of them occupied the land as his/her home. They had not done so. In one case, the evidence was that the defendant stayed on the land occasionally but had permanent accommodation elsewhere. In another, although the defendant had been camping on the land for some time, he had done so in order to facilitate more efficient conduct of the protest rather than to establish a home and he intended to leave as soon as the exploratory drilling was complete. Even if, contrary to these findings, the defendants were occupying as their home, it was proportionate to grant a possession order.
R v Hammersmith and Fulham LBC ex p Quigley
(2000) 32 HLR 379; (1999) Independent 24 May, QBD
 
Council’s decision to bring possession claim quashed; no implied surrender
A secure tenant of a local authority fled the country, abandoning his children in the property. His partner, from whom he was separated, moved into the premises to care for the children.
Ognall J quashed a decision by the local authority to bring a possession claim. The local authority, when deciding whether to serve a notice to quit, should have considered the fact that the partner could have applied for a transfer of the tenancy under Children Act 1989 s15. Its alternative contention that the tenancy had already been surrendered by operation of law could not survive the absence of any unequivocal acceptance of surrender by the council. Indeed, the council had itself thought the tenancy was continuing. This was evidenced by giving a notice to quit and the subsequent pleaded assertion in possession proceedings that the tenancy had continued up to the expiry of that notice.
Note: Such a contention can now be raised as a defence to a possession claim.
R (Macleod) v The Governors of Peabody Trust
[2016] EWHC 737 (Admin); [2016] HLR 27, 8 April 2016
Peabody were not exercising a public function in relation to a tenancy that had been transferred to it by the Crown Estate Commissioners; Peabody had funded the purchase of the property from funds raised on the open market and similar properties were let to key workers at 80 per cent of the market rentTimes 26 August, 18 June 2009
Mr Macleod was granted a tenancy by the Crown Estate Commissioners (CEC), but became Peabody’s tenant when it purchased the property, and a number of others, with funds acquired from a bond issue. The terms of the transfer of the reversion restricted Peabody from letting the property to anyone other than key workers, at no more than 80 per cent of the current market rent. Mr Macleod notified Peabody that he wished to exchange his tenancy with the tenant of a property in Edinburgh. Peabody refused to approve the exchange. Mr Macleod sought a judicial review of that decision and argued that Peabody was amenable to judicial review as a public body.
After referring to R (Weaver) v London and Quadrant Housing Trust (R (Weaver) v London & Quadrant Housing Trust) and noting that the general principles enunciated by Elias LJ in that case ‘have to be applied to the facts of each particular case’, William Davis J held that Peabody was not exercising a public function in relation to Mr Macleod’s tenancy because:
(i)Peabody purchased the properties using funds raised on the open market, not via any public subsidy or grant;
(ii)The properties, although let below the market rent, were not pure social housing. The key workers for whom the properties were reserved included those with a family income of up to £60,000 per annum. The provision of housing to people with such incomes below the market rent did not fall within the definition of low cost rental accommodation in Housing and Regeneration Act 2008 s69;
(iii)Peabody had no allocation relationship with any local authority;
(iv)Rents for the properties transferred from CEC were not subject to the same level of statutory regulation as social housing in general.
In any event, even if Peabody had been performing a public function, there were factors which entitled it to depart from its stated policy. Further, Mr Macleod had not demonstrated that an exercise of the public sector equality duty under Equality Act 2010 s149 would have made any difference to the decision or that it was irrational or otherwise amenable to judicial review.
R (O’Brien) v Bristol City Council
[2014] EWHC 2423 (Admin), 1 July 2014
 
Land situated under the M5, upon which caravans were unlawfully sited, did not amount to a home
Michael O’Brien and his sister Winifred were travellers. For many years, they lived in separate bricks and mortar houses in Cardiff. In 2013, they moved to Bristol with her son Patrick and were allowed to station their caravan for three months on a transit site provided by Bristol CC. They applied for a permanent pitch but were unsuccessful. The council offered “bricks and mortar” accommodation, but that was refused. However, Mr O’Brien and his sister were allowed to remain on the transit site for a further period, owing to his poor health. They then left the transit site and parked their caravan on council land under a motorway bridge. The council issued a possession claim. Mr O’Brien and his sister sought judicial review of the decision to issue the possession claim arguing that the council had failed to take into account their welfare needs and that eviction would be a violation of Article 8.
Burnett J dismissed the claim. The council was aware of their personal circumstances and had considered them fully. The matters relied upon were evidentially weak and would not vitiate the decision to seek possession. The land under the motorway was not the claimant’s home for the purposes of Article 8. Their home was the caravan itself and the possession claim did not interfere with its use or enjoyment. In any event, Burnett J was ‘unable to accept that the eviction of the claimants from the M5 site comes even close to being disproportionate in Article 8 terms.’
R (Plant) v Somerset CC and Taunton Deane BC
[2016] EWHC 1245 (Admin); [2016] HLR 24, 26 May 2016
A trespasser was entitled to bring a claim for judicial review against a decision to seek possession by a county council where a borough council had not provided him with suitable accommodation under Part 7; the claim was dismissed as his eviction was not disproportionate
Mr Plant was 72 years old. He lived in a motorhome on land owned by Somerset as a trespasser. He suffered from arthritis, hearing loss, hyperacusis (sensitivity to sound), glaucoma, chronic fatigue syndrome, multiple food allergies and heightened sensitivity to smells. He also had Asperger’s syndrome resulting in ‘a triad of impairment’: impairment of social function, social interaction, and flexibility of thought. He experienced sensory overload if exposed to too much noise or too much smell, or both. Psychiatric and other professionals recognised that there was a serious risk (ie more likely than not) of suicide if he was not accommodated suitably (ie in a quiet and undisturbed home environment where he could keep his dogs and engineering workshop). The threat of suicide was not due to mental health issues and was not susceptible to treatment.
Somerset issued a claim for possession of the land he was occupying. The proceedings were stayed after Mr Plant made a homelessness application to Taunton Deane BC. In October 2013, Taunton Deane BC decided that they owed Mr Plant a duty to provide him with suitable accommodation under Housing Act 1996 Part 7. No accommodation was provided. As a result Mr Plant brought a claim for judicial review against the decision of Somerset to bring proceedings and of Taunton Deane BC not to provide him with suitable accommodation. An interim order was made requiring Taunton Deane BC to provide Mr Plant with suitable accommodation. In compliance with that order Mr Plant was offered a one-bedroom bungalow which he rejected as being unsuitable and requested a review under section 202. At the date of the claim for judicial review, the review had yet to be determined.
The claim for judicial review was dismissed. Mr Plant had been entitled to bring the claim for judicial review, rather than as a defence to the possession claim, because he had also sought a mandatory order against Taunton Deane BC and it was undesirable for there to be two sets of proceedings arising on the same facts. Somerset’s decision to seek possession was not, however, irrational; nor was it disproportionate as Taunton Deane had since accepted an obligation to provide Mr Plant with suitable accommodation. Moreover, Somerset had, due to the proceedings, been forced to tolerate the unlawful occupation for three years and required the site back so as to sell it.
Southward Housing Co-operative Limited v Walker and Hay
[2015] EWHC 1615 (Ch); [2016] Ch 443; [2016] 2 WLR 605; [2016] 2 P&CR 13; [2016] L&TR 32, 8 June 2015
A fully mutual housing co-operative was not exercising functions of a public nature for the purposes of Human Rights Act 1998; in any event, the difference in treatment between tenants of fully mutual co-operatives and assured tenants was not irrational or manifestly inappropriate
Any differential treatment or discrimination of tenants of fully mutual housing co-operatives was not the consequence of any ‘other status’ within the meaning of Article 14. Further, it did not automatically or necessarily follow that the defendants’ treatment was less favourable, in the round, than that of secure or assured tenants. Any difference in treatment, if not eliminated, was much attenuated. In any event, the distinction and any difference of treatment accorded by statute to tenancies entered into by fully mutual housing co-operatives and other forms of tenancy was not irrational or manifestly inappropriate. Further, Southward were not exercising functions of a public nature for the purposes of Human Rights Act 1998 s6(3)(b) and so was not a public body. Hildyard J also rejected the argument that a defence to the possession claim based on Articles 8 and 14 could be maintained even though Southward was not a public body acting as such. Finally, reading down Housing Act 1985 or Housing Act 1988 in accordance with Human Rights Act 1998 s3 so as to treat the agreement as a secure or assured tenancy would subvert the will of Parliament. Nor was there any justification for the making of a declaration of incompatibility.
Claims for possession and injunctions against alleged trespassers
 
A trespasser is someone who is in possession of land or premises without the owner’s permission or, in traditional legal language, ‘without licence or consent’. Before statutory intervention, land-owners could always use reasonable force to eject a trespasser, without the need for court proceedings. That common-law position has been modified by several statutes, principally the Protection from Eviction Act 1977 and the Criminal Law Act 1977.
Special procedures have been developed by the courts for proceedings against trespassers. Both Rules of the Supreme Court (RSC) Ord 113 and County Court Rules (CCR) Ord 24 allowed proceedings against trespassers to be brought against persons unknown and for far shorter periods than usual between service of proceedings and the hearing. These differences have been retained in CPR Part 55 which has replaced RSC Order 113 and CCR Order 24.
Supreme Court (formerly House of Lords)
 
Secretary of State for Defence v Nicholas
[2015] EWCA Civ 53; [2015] 1 WLR 2116; [2015] HLR 25; [2015] 2 P&CR 9, 4 February 2015
The granting of a Crown licence did not amount to unlawful discrimination under Article 14; there was no material difference to licences in the private sector, which also lacked security of tenure
In May 2005, Defence Estates, acting on behalf of the Secretary of State for Defence, granted Squadron Leader Nicholas a licence of a house. Mrs Nicholas, his then wife, moved into the house with him. Some time before April 2008, the marriage broke down and Squadron Leader Nicholas moved out. On 22 May 2008, Defence Estates gave notice requiring Mrs Nicholas to vacate the property by 24 August 2008. Later, Defence Estates sent her a questionnaire about her personal circumstances in order to conduct what they described as a ‘Proportionality Exercise’. Mrs Nicholas did not reply to that questionnaire. The claimant then began possession proceedings against her. She argued that the fact that Crown licensees have no security of tenure amounted to unlawful discrimination as a result of Article 8 in combination with Article 14 and that the Ministry of Defence is acting unlawfully in seeking possession. Burton J made a possession order ([2013] EWHC 2945 (Ch), October 2013 Legal Action 32). Mrs Nicholas appealed.
The Court of Appeal declined to answer the general question as to whether tenancies granted by the Crown should continue to be exempt from any form of security of tenure. It confined itself to considering whether Mrs Nicholas’s particular convention rights had been violated. In considering whether or not there was discrimination under Article 14, the court took two comparators; first, a licence from a private sector provider; and, second, a licence granted if the Crown had been added to the list of bodies that satisfy the landlord condition in Housing Act 1985 s80. In the first case, the licence would have had no security of tenure because private sector licences do not attract security. In the second case, although the distinction between a licence and a tenancy would not have not mattered (Housing Act 1985 s79(3)), there could have been no secure tenancy as a result of Housing Act 1985 Sch 1 para 2. Further, although in some cases a spouse is entitled to continue to occupy the matrimonial home if the property-owning spouse leaves, the statutory codes of security of tenure give no protection to former spouses. Either way, there had been no violation of Mrs Nicholas’s Convention rights, because there had been no relevant difference in treatment which had an adverse effect. As there had been no disadvantageous treatment of Mrs Nicholas as compared with persons in relevantly similar or analogous situations, the question of objective and reasonable justification did not arise. The Court of Appeal also rejected a contention that the licence had not been properly determined.
Secretary of State for Environment, Food and Rural Affairs v Meier
[2009] UKSC 11; [2009] 1 WLR 2780; [2010] HLR 15; [2010] 2 P&CR 6; (2009) Times 3 December, 1 December 2009
 
Courts cannot make possession orders if land is not occupied by trespassers, but they can grant injunctions to prevent such occupation
New Age Travellers occupied land in Hethfelton Wood which was owned by the claimant but managed by the Forestry Commission. Some of them had children who attended local schools. The claimant sought possession against a number of named defendants and persons unknown of the wood which they were occupying and other sites. The defendants accepted that they were trespassers. Some had camped previously at Moreton Plantation, less than five miles from Hethfelton. The only defence advanced related to the Human Rights Act 1998. Recorder Michael Norman made forthwith possession orders, but refused to extend the possession orders to other sites or grant an injunction in relation to other land. The claimant appealed the latter part of his order. The Court of Appeal allowed the appeal and made a possession order in respect of land which was not occupied ([2008] EWCA Civ 903; [2009] 1 WLR 828; October 2008 Legal Action 35). The occupiers appealed to the Supreme Court.
The Supreme Court allowed the occupiers’ appeal to the extent of setting aside the wider possession order. Lord Rodger said:
Most basically, an action for recovery of land presupposes that the claimant is not in possession of the relevant land: the defendant is in possession without the claimant’s permission … the Forestry Commission were at all relevant times in undisturbed possession of the parcels of land listed in the schedule to the Court of Appeal’s order. That being so, an action for the recovery of possession of those parcels of land is quite inappropriate (paras 6 and 9).
Lord Neuberger said:
… courts have to act within the law, and their ability to control procedure and achieve justice is not unlimited … it is simply not possible to make the sort of enlarged or wider order for possession which the Court of Appeal made in this case … The notion that an order for possession may be … made against defendants in respect of land which is wholly detached and separated, possibly by many miles, from that occupied by the defendants, accordingly seems to me to be difficult, indeed impossible, to justify. The defendants do not occupy or possess such land in any conceivable way, and the claimant enjoys uninterrupted possession of it. Equally, the defendants have not ejected the claimant from such land. For the same reasons, it does not make sense to talk about the claimant recovering possession of such land, or to order the defendant to deliver up possession of such land. This does not mean that, where trespassers are encamped in part of a wood, an order for possession cannot be made against them in respect of the whole of the wood (at least if there are no other occupants of the wood), just as much as an order for possession may extend to a whole house where the defendant is only trespassing in one room (at least if the rest of the house is empty) (paras 59, 64 and 65).
The court overruled Secretary of State for the Environment v Drury [2004] 1 WLR 1906, CA; [2004] EWCA Civ 200. However, an injunction could be granted to prevent trespass. Lord Neuberger said:
Nonetheless, where a trespass to the claimant’s property is threatened, and particularly where a trespass is being committed, and has been committed in the past, by the defendant, an injunction to restrain the threatened trespass would, in the absence of good reasons to the contrary, appear to be appropriate. However … the court should not normally make orders which it does not intend, or will be unable, to enforce … [but] even where there appears to be little prospect of enforcing the injunction by imprisonment or sequestration, it may be appropriate to grant it because the judge considers that the grant of an injunction could have a real deterrent effect on the particular defendants (paras 79, 80 and 83).
Note: See too Horie v UK (Horie v UK).
Court of Appeal
 
Countryside Residential (North Thames) Ltd v Tugwell
[2000] 34 EG 87; (2000) 81 P&CR 2, CA
 
Claimant with right of access but not effective control of land did not have sufficient interest to issue proceedings against trespassersTimes 5 March, CA
Ms Tugwell and her friends set up a protest camp in woodland. The claimant, a developer, had an option to purchase part of the land for residential development. The option agreement gave the claimant a licence permitting access to carry out surveys. The claimant brought possession proceedings under RSC Order 113 (summary proceedings for possession) and obtained a possession order.
Ms Tugwell appealed successfully. The Court of Appeal accepted a submission that the only licensees who have the right of possession required to eject trespassers are those with a right of ‘effective control’ of land. In this case, the claimant had only a right of access, not a right to effective control. It was important not to confuse contractual rights with the right of possession which was the foundation of an Order 113 remedy (summary proceedings for possession). The position might have been different if the developer had occupied land before the setting up of the protest camps, in which case it might have been able to argue that it had effective control. The Court of Appeal distinguished Manchester Airport plc v Dutton (Manchester Airport plc v Dutton).
Note: cf Mayor of London v Hall (Mayor of London v Hall and others)
Manchester Airport plc v Dutton
[2000] QB 133; [1999] 3 WLR 524; [1999] 2 All ER 675; (2000) 79 P&CR 536; (1999) Times 5 March, CA
 
Licensee could bring possession proceedings against trespassers
The Court of Appeal held that a licensee had power to bring possession proceedings against trespassers under RSC Order 113. It was not necessary for an applicant in such proceedings to have a title or estate in land or even a right to exclusive possession.
McPhail v Persons Unknown
[1973] Ch 447; [1973] 3 WLR 71; [1973] 3 All ER 393, CA
 
Court has no discretion to suspend possession against trespassers
In proceedings brought against trespassers under RSC Order 113, a judge made an immediate possession order. The respondents appealed, seeking a stay for four weeks.
Their appeal was dismissed. Where an owner seeks a possession order against squatters, the court is bound to grant the order sought and has no discretion to suspend it. Lord Denning MR, referring to the summary procedure, stated:
There is no provision for giving any time. The court cannot give any time. It must, at the behest of the owner, make an order for recovery of possession. It is then for the owner to give such time as he thinks right to the squatters. They must make their appeal to his goodwill and consideration, and not to the courts. ([1973] 3 All ER at 398)
Note: But now see comments made in Malik v Fassenfelt (Malik v Fassenfelt).
Moore v British Waterways Board
[2013] EWCA Civ 73, [2013] Ch 488; [2013] 3 WLR 43; [2013] 3 All ER 142; [2013] 2 P&CR 7, 14 February 2013
 
An occupier was not unlawfully occupying land unless the claimant could point to an infringement of a statute or the common law
Mr Moore owned several vessels (including one which he occupied as his home) moored long term in the tidal part of the Grand Union Canal, adjacent to his riparian land. The British Waterways Board (BWB) gave notice that the vessels were moored ‘without lawful authority’ within the meaning of the British Waterways Act 1983 and requiring that he remove them. Hildyard J found that Mr Moore had not demonstrated any right under the general law to moor vessels permanently, either in association with his riparian ownership or possession, or otherwise and that therefore they were present ‘without lawful authority’.
The Court of Appeal allowed Mr Moore’s appeal. Although the rights of the riparian owner did not include a right permanently to moor vessels, the BWB had failed to establish that Mr Moore was doing anything unlawful. Absent some infringement of statute or common law (eg, trespass or nuisance) what a person did was ‘lawful’. ‘England … is not a country where everything is forbidden except what is expressly permitted; it is a country where everything is permitted except what is expressly forbidden’ (para 38). The notices were quashed
Preston BC v Fairclough
(1983) 8 HLR 70, CA
 
For landlord to establish surrender; tenant leaving premises owing rent insufficient
South Cambridgeshire DC v Gammell; Bromley LBC v Maughan
[2005] EWCA Civ 1429; (2005) Times 3 November
 
Injunctions against persons unknown should only be granted where impossible to identify occupantsTimes 2 July, 1 July 2004
Where an injunction has been granted under Town and Country Planning Act 1990 s187B in respect of the occupation of land in breach of planning control by persons unknown, a person moving on to the land who learns of the injunction is in breach of it and in contempt of court. However, the court must balance environmental and other public interest considerations against the defendant’s Article 8 ECHR rights to a private and family life. Accordingly, courts should grant such injunctions only where it was impossible for the applicant to identify the persons concerned or likely to be concerned. In those circumstances, the proper course for anyone finding out that occupation is in breach of such an injunction is to apply for the injunction to be varied or set aside. Then the court can take into consideration both the public interest issues and the personal circumstances of the applicant. See South Bucks DC v Porter (South Bucks DC v Porter) and Mid-Bedfordshire DC v Brown [2004] EWCA Civ 1709; [2005] 1 WLR 1460.
Swordheath Properties Ltd v Floydd
[1978] 1 WLR 550; [1978] 1 All ER 721; (1977) 36 P&CR 181; (1977) 249 EG 657, CA
 
No power to suspend order for possession for 14 days against squatters
A county court judge made an order for possession under CCR Order 26 (predecessor of CCR Order 24) which was not to be executed for 14 days.
The Court of Appeal allowed the owners’ appeal. In the absence of consent, a county court judge has no power to grant a suspension of an order for possession against squatters.
Whitbread West Pennines Ltd v Reedy
(1988) 20 HLR 642, CA
 
Former employee could not defend possession claim on basis of claim for unfair dismissal and reinstatement
Mr Reedy, a manager of a public house, was sacked and possession proceedings were instituted.
Although the possession proceedings were dismissed at first instance, the Court of Appeal allowed the brewery’s appeal and made a possession order. Dismissed service licensees who have occupied premises for the better performance of their jobs cannot defend possession proceedings by arguing that claims for unfair dismissal and reinstatement have been submitted to an industrial tribunal.
Wirral MBC v Smith
(1982) 4 HLR 81; (1982) 43 P&CR 312; (1982) 80 LGR 628; (1982) 262 EG 1298, CA
 
NTQ must be served to end deceased’s tenancy before the occupiers can be evicted as trespassers
High Court
 
Hampshire Waste Services Ltd v Persons Unknown
[2003] EWHC 1738 (ChD); [2004] Env LR 9; [2003] 42 EGCS 126
 
Injunction granted where protesters intended to trespass; no requirement for defendants to be named
The claimants owned and operated several waste incineration sites. Environmental protestors had in the past invaded those sites with the result that plants were shut down, causing considerable loss to the claimants and danger to the protestors and others. Information from the internet indicated that 14 July 2003, a ‘Global Day of Action Against Incinerators’ was the next date designated for such activity. The claimants sought an injunction restraining any people from entering or remaining on any of the sites without their consent.
Sir Andrew Morritt V-C granted the injunction. Damages were an inadequate remedy and, if one of the plants was invaded, the claimants would suffer substantial and irrevocable damage. Although they were unable to name any of the protestors who might be involved, under the Civil Procedure Rules there was no requirement that a defendant had to be named. (Bloomsbury Publishing v News Group Newspapers Ltd (2003) EWHC 1205 (Ch)) The overriding objective and the obligations cast on the court were inconsistent with undue reliance on form over substance. Where there is a clear case for an injunction, any difficulty envisaged in enforcing it is not a ground for refusing it.
R v Hillingdon LBC ex p McDonagh
[1999] LGR 459; (1999) 31 HLR 531; (1998) Times 9 November, QBD
 
Authority seeking possession against trespassers not obliged to carry out Child-ren Act or homeless person assessments
Carnwath J held that a local authority seeking to obtain possession against trespassers under CCR Order 24 had no obligation to carry out investigations under Children Act 1989 Part 3 or Housing Act 1996 Part 7, as recommended in Department of the Environment Circular 18/94. Landowners have a right to obtain possession against trespassers. The circular was an indication of good practice but did not impose any legally binding obligation on local authorities seeking to evict trespassers. It was, however, a relevant matter which is material for the purpose of deciding whether the exercise of that power is Wednesbury unreasonable.
R v Leeds CC ex p Maloney
(1999) 31 HLR 552, QBD
 
Council lawfully decided to evict Travellers
The Maloneys were a family of Travellers. A number of them suffered from severe health problems. Mrs Maloney had cancer. Mr Maloney’s 85-year-old mother was sick, infirm and suffered from arthritis. She also had heart and circulation problems. One of the children was deaf. They were evicted from the council’s authorised site because of disturbances. They moved on to industrial land owned by the authority which was already the subject of county court proceedings to evict other Travellers who were unauthorised occupiers on that site. The authority’s Travellers liaison officer made enquires and found that none of the Travellers already living there was in apparent need of help. He visited again after the Maloneys had moved on to the land and decided that there was nothing to cause him to change his decision to proceed with the eviction.
The Maloneys’ application for judicial review was dismissed. Enquiries are a safety net for the families of Travellers. It is crucial for authorities to ensure that none of the occupiers has a pressing need which would make it inhumane to proceed with the eviction. In this case there was nothing unlawful in the way that the decision was made. The authority had made an offer of permanent accommodation to the Maloneys and the Education department had made arrangements to meet the educational needs of the children.
R v Minister of Agriculture, Fisheries and Food ex p Callaghan
(1999) 32 HLR 8, QBD
 
Government departments not under obligations owed by council when deciding to evict Travellers
The applicants were Travellers camped on land owned by the respondent. The respondent’s solicitors wrote to the district council for the area stating that the respondent wanted to remove the applicants from the land and asking it to make enquiries to ascertain whether there were any people on the land to whom the council might owe obligations under any of the enactments listed in the Department of the Environment Circular 18/94, Gypsy Sites Policy and Unauthorised Camping. The applicants sought judicial review of the respondent’s decision to evict.
Turner J dismissed the application. Although the respondent accepted that it owed a common duty of humanity towards the applicants, it had not acted in breach of any relevant guidance. Its letter to the council showed that it had given consideration to all relevant matters before deciding to issue proceedings. There was no basis for extending the obligations owed by local authorities towards travellers to government departments in respect of possession of their own land.
R (Casey) v Crawley BC
[2006] EWHC 301 (Admin); [2006] LGR 239
 
Council had taken all relevant matters into account in deciding to evict Travellers
The claimants were Irish Travellers. They camped in two unauthorised places in Crawley. Crawley BC began possession proceedings on the basis that the Travellers were trespassers and the council had an absolute legal entitlement to the land. It was not under any statutory duty to supply caravan sites and in any event had no such sites, either temporary or permanent. The Travellers sought judicial review of the decision to bring possession proceedings.
Burton J dismissed the application. Crawley had taken into account all material considerations and had not acted perversely, or Wednesbury unreasonably, in reaching its decisions first to issue and then to continue proceedings for possession. Article 8 ECHR made no difference to that outcome. On the assumption that there was some interference with the claimants’ Article 8 rights, such an interference was very much at the lower end of the spectrum, given the powerful case for the entitlement of a local authority landowner to enforce its ownership rights and its planning duties.
Interim possession orders and removal directions
 
Criminal Justice and Public Order Act 1994 created criminal offences where trespassers fail to comply with interim possession orders (IPOs). The procedure (formerly CCR Order 24 Part II) is now contained in Civil Procedure Rules Part 55, paras 20 to 28.
High Court
 
Metropolitan Housing Trust v Ali and Persons Unknown
December 2001 Legal Action 23, 16 August 2001, ChD
 
No discretion not to make IPO where conditions satisfied
The claimant owned a block of flats which it intended to demolish. It secured possession on one flat in July 2000, but on 9 July 2001 learnt that squatters had entered the premises. It applied for an interim possession order (IPO) under Criminal Justice and Public Order Act 1994 and CCR Order 24 Part II. One squatter attended court and relied on an affidavit in which she stated that a housing officer had told her that, as a squatter, she could reside in the flat until the court ordered otherwise. HHJ Cotran refused to make an IPO on the ground that (1) the claimant had given consent to the squatters being in the premises (and so the condition in CCR Order 49 r9(c) was not met) and (2), in any event, he had a discretion whether or not to make an IPO. The squatters should be allowed to leave without the threat of being arrested. He made a forthwith possession order under CCR Order 24 Part I.
Park J allowed the claimant’s appeal. The claimant had not given consent. The housing officer’s statement could only be construed as meaning that the claimant would have to obtain a court order to evict the squatters (see Criminal Law Act 1977 s6). All the conditions for making an order were satisfied and the judge therefore had no discretion: he was bound to make an order (CCR Order 24 r12(5)). There was no violation of the ECHR in making an IPO.
Note: CPR Part 55 now applies to IPOs.
R v Wealden DC ex p Wales; R v Lincolnshire CC ex p Atkinson
[1995] NPC 145, QBD
 
Statutory and humanitarian considerations required to be taken into account when deciding whether to make directions for removal of Gypsies and Travellers
The local authorities made directions under Criminal Justice and Public Order Act 1994 s77 for the removal of Travellers who had been unlawfully camped on land. In the first applications for judicial review under the Act, the applicants sought to quash the directions, on the basis that the respondents had failed to carry out enquiries before making them.
Sedley J granted the applications sought against Wealden DC, but dismissed those involving Lincolnshire. He held that local authorities at the initial stage of deciding whether and to whom to give a removal direction under section 77 have to consider the relationship of their proposed action to various statutory and humanitarian considerations and make their decision accordingly. Such decisions should be reviewed by local authorities if there is a change in circumstances. They must strike a balance between the competing and conflicting needs of those encamped illegally and of residents in the area. Counsel for the respondents conceded that local authorities have to take into account the contents of DoE Circular 18/94, Gypsy sites and unauthorised camping. A removal direction, once made, can apply only to people who were on the land at the time when the direction was made and, therefore, can only be contravened by such persons.
R v Wolverhampton MBC ex p Dunne
(1997) 29 HLR 745; [1997] COD 210, QBD
 
Enquiries into personal circumstances of Gypsies and Travellers to be made before, not after, making order under Criminal Justice and Public Order Act 1994 s77(1); magistrates to consider only formalities, not merits
The council made a decision to issue a notice under Criminal Justice and Public Order Act 1994 s77(1), requiring Travellers to leave land, without first making enquiries about their circumstances. A magistrate adjourned the subsequent proceedings so that enquiries could be made.
The High Court quashed both the council’s decision to issue the section 77 notice and the magistrate’s subsequent decision upholding the complaint. Local authorities should make enquiries into the personal circumstances of travellers before, and not after, the making of an order under section 77(1) (see R v Wealden DC ex p Wales; R v Lincolnshire CC ex p Atkinson (R v Wealden DC ex p Wales; R v Lincolnshire CC ex p Atkinson). When making such an order, magistrates are restricted to considering whether the formalities under the Act have been carried out and should not review the merits of the local authority’s decision to give the notice. If Travellers wish to challenge a direction (unless the challenge concerns the form of the direction), the appropriate course of action is to seek a stay in the magistrates’ court and to make a speedy application for leave for judicial review.
R (Fuller) v Chief Constable of Dorset Police
[2001] EWHC 1057 (Admin); February 2002 Legal Action 27, 12 December 2001
 
Section 61 notice invalid where Travellers had not been first asked to leave; sections 61 and 62 complied with ECHRTimes, ECtHR
Travellers moved on to a rubbish tip site owned by a borough council in July 2001 and camped there without permission. After a number of meetings involving the county council’s Gypsy and Traveller Liaison Service, the police and the Travellers, a representative of the borough council informed the Travellers that they were being treated as trespassers and that they were required to leave two days later, on 31 August 2001. At the same time, the police gave notice under Criminal Justice and Public Order Act 1994 s61 (power to remove trespassers) to leave on 31 August 2001.
The Travellers applied for judicial review. Stanley Burnton J rejected the Travellers’ proposition that the s61 direction necessarily breached ECHR Articles 3, 6, 8 and Article 1 of Protocol No 1. Article 3 (torture and inhuman or degrading treatment) was not engaged. Article 6 (right to a fair hearing) would not be infringed if parliament made all trespass a criminal offence and so a law making it a criminal offence to fail to comply with a direction by a police officer to leave did not engage Article 6. Article 8 (right to respect for home) was not necessarily breached because section 61 satisfied the tests of necessity and proportionality. Article 1 of Protocol No 1 was not breached because the trespassers were free to enjoy their possessions elsewhere. Stanley Burnton J accordingly held that sections 61 and 62 are compatible with ECHR rights.
So far as the police’s decision was concerned, they were entitled, in the absence of any challenge, to assume that the borough council’s decision to require the Travellers to leave was lawful and valid. The decision to serve the section 61 notice did not breach Article 8 because the concept of a ‘home’ in Article 8 involved a degree of continuity (see Gillow v UK (Gillow v UK)). That was absent in the present case. The Travellers had only arrived in July and had been told at an early stage that they would need to move in August. In any event, even if Article 8(1) were engaged, the unlawfulness of the establishment of the encampment was a relevant and significant factor when considering the justifications for infringement in article 8(2) (Chapman v UK (Chapman v UK)).
However, Stanley Burnton J found that it is implicit in section 61 that trespassers must have failed to comply with steps taken by the occupier of the land to ask them to leave before the power to give a direction can be lawfully exercised. He held that the direction was not valid or lawful because (1) it was premature – the Travellers had not been given the opportunity to comply with the borough council’s direction to leave; and (2) it did not require the Travellers to leave immediately or as soon as reasonably practicable, but rather in two days’ time.
Shropshire CC v Wynne
(1998) 96 LGR 689; (1997) Times 22 July, DC
 
Magistrate has no discretion to review council’s decision
The respondent lived for several years in a caravan on land which was part of the highway. The council, relying on Criminal Justice and Public Order Act 1994 s77, asked him to leave. When he did not do so, they sought an order in the magistrates’ court under section 78. A stipendiary magistrate (now District Judge (Magistrates Court)) declined to make an order, stating that, on the facts, it was unreasonable to do so and that he had a discretion not to make an order.
The Divisional Court allowed the council’s appeal. The question of reasonableness was for the council to decide. A magistrate has no discretion to review that decision.
Ward v Hillingdon LBC
(2001) 15 February, QBD
 
Removal directions lawful and justified under Article 8(2) ECHR
Mr Ward, a Traveller, challenged the local authority’s decision to issue removal directions against him and his family under Criminal Justice and Public Order Act 1994 s77(1), requiring them to vacate a plot in a caravan site owned and operated for occupation by Travellers. He claimed that the local authority had failed to make any or sufficient enquiries into his and his family’s situation and needs, that the decision was Wednesbury unreasonable, that section 77 violated ECHR Articles 6 and 7 because it reversed the burden of proof, and that an implementation of the decision would amount to a disproportionate infringement of his human rights when compared to the benefit to the local authority.
Stanley Burnton J dismissed the application. The enquiries were sufficient. The council was entitled to take a decision and act on it swiftly because of the social tension that would be caused by Mr Ward being allowed to jump the queue for a plot. Furthermore, it was entitled to require the plots to be granted in accordance with the existing site policy. In view of the interests of the council, the other dwellers on the site and those on the waiting list, the decision was not disproportionate. The decision was lawful, necessary and justified within the meaning of ECHR Article 8(2). Section 77 of the Criminal Justice and Public Order Act 1994 did not reverse the burden of proof for the purpose of ECHR Article 6(1) or 7. However, human rights issues could not be determined formally without notice to the Crown and in this case they did not have to be determined because of the intention to evict under section 78.
Mesne profits
 
Landowners are entitled to claim damages for use and occupation against trespassers. If a possession order is made after a tenancy has been terminated, a landlord is entitled to seek mesne profits from the termination of the tenancy until possession is given up. Usually they are calculated according to the fair value of the premises. Often that is the amount of rent which the tenant has been paying.
Court of Appeal
 
Braintree DC v Vincent
[2004] EWCA Civ 415, 9 March 2004
 
Sub-licensee not liable for mesne profits until order for possession against tenant takes effect
Farrar v Leongreen Ltd
[2017] EWCA Civ 2211, 21 December 2017
 
Not an abuse of process to bring a second claim for mesne profits against a trespasser after a possession order has already been obtained
A landowner claimed that Mr Farrar was a trespasser in a flat. In December 2012, it began an action seeking a possession order. It did not include a claim for mesne profits. In February 2014, HHJ Dight made a possession order. Mr Farrar vacated the flat in March 2014. In August 2014, the landowner began a new claim seeking mesne profits. HHJ Walden-Smith awarded mesne profits. Mr Farrar appealed, submitting that by virtue of principles relating to the doctrine of res judicata the landowners had lost the right to claim mesne profits. He relied on the speech of Lord Sumption JSC in Virgin Atlantic Airways Ltd v Zodiac Seats UK Ltd [2013] UKSC 46; [2014] AC 160 at [17].
The Court of Appeal dismissed the appeal. In the second action, the land owner was relying upon causes of action which were distinct from the cause of action upon which it had relied in the first action. Claim for possession, which only involved the respondent having to show that it had a good cause of action as at the date of the order for possession made in its favour by HHJ Dight. It did not maintain any claim in relation to any cause of action regarding the previous period of trespass by the appellant. The claim for possession only involved the land owner showing that it had a good cause of action as at the date of the order for possession. It had not maintained any claim in relation to any cause of action regarding the previous period of trespass. Its causes of action had not merged with the judgment given in the first action. There was no abuse of process.
Ministry of Defence v Ashman
(1993) 25 HLR 513; (1993) 66 P&CR 195; [1993] 2 EGLR 102, CA
 
Open market value usually appropriate rate for mesne profits; special circumstances where occupants would never have had to pay full market rent
The defendants lived in RAF married quarters. The open market rental value of the premises was £472 per month, but, as a serviceman, Mr Ashman was charged a ‘concessionary licence fee’ of £95 per month. After he became estranged from his wife, the Ministry of Defence obtained an order for possession. In the county court it was held that the Ministry of Defence was estopped from claiming the full market rental value for the period after termination.
On appeal, it was held that this was not so and the case was remitted to the county court. Although the open market value would usually be the appropriate rate for mesne profits, there were special circumstances in this case which the county court should take into account. In particular, the defendants would probably never have occupied the premises in the first place if they had had to pay the full market rent. In order to ascertain the value to the wife (after the husband had left), more assistance would have been gained by examining how much she would have had to pay for suitable local authority housing if she could have been immediately rehoused.
Ministry of Defence v Thompson
(1993) 25 HLR 552; [1993] 2 EGLR 107; [1993] 40 EG 148, CA
 
Principles of basis of calculation of mesne profits; rate for occupant of army quarters awaiting rehousing by council is concessionary rate or council rate
An army sergeant and his wife occupied service quarters for which they paid a licence fee of £104 per month. Possession proceedings were brought against the wife after her husband had left home. The trial judge disregarded evidence given by the Ministry of Defence about the market rent and instead calculated the rate of mesne profits by reference to the previous concessionary rent. There was no evidence before the court about what the defendant would have paid had she been rehoused by the local authority.
The Court of Appeal dismissed the Ministry of Defence’s appeal. Hoffmann LJ summarised the position as follows:
First, an owner of land which is occupied without his consent may elect whether to claim damages for the loss which he has been caused or restitution of the value of the benefit which the defendant has received.
Second, the fact that the owner, if he had obtained possession, would have let the premises at a concessionary rent, or even would not have let them at all, is irrelevant to the calculation of the benefit for the purposes of the restitutionary claim. What matters is the benefit which the defendant has received.
Third, a benefit may be worth less to an involuntary recipient than to one who has a free choice as to whether to remain in occupation or move elsewhere.
Where, as in this case, a former licensee has continued to occupy premises because she is awaiting local authority rehousing, the amount of mesne profits would either be the former concessionary rent or the rent which the local authority would charge, whichever is the higher.
Shi v Jiangsu Native Produce Import & Export Corp
[2009] EWCA Civ 1582, 6 October 2009
 
Mesne profits should have been assessed in a sum representing the loss suffered by the land owner as a result of being deprived of vacant possession of the property
Mr Shi was employed by the defendant company. He was also given a bare licence to occupy premises. Mr Shi sued for arrears of salary. The company then terminated his licence and counterclaimed in the court proceedings for mesne profits. There was a joint experts’ report from a valuer which stated that the rental value of the property for the appropriate period was £114,345. HHJ Ryland dismissed the claim for arrears of salary and the counterclaim for mesne profits, holding that there were exceptional circumstances. Both parties appealed.
The Court of Appeal dismissed Mr Shi’s appeal, but allowed the employer’s cross-appeal. After the licence was terminated, Mr Shi remained in possession as a trespasser. After considering Ministry of Defence v Ashman (Ministry of Defence v Ashman), Ministry of Defence v Thompson (Ministry of Defence v Thompson) and Swordheath Properties Ltd v Tabet (Swordheath Properties Ltd v Tabet), Dyson LJ said that the judge had assessed mesne profits as if the employer were claiming in restitution whereas the counterclaim clearly pleaded the claim as one for damages. It followed that the foundation for the judge’s conclusion that there were exceptional or special circumstances which justified assessing the mesne profits at nil did not exist. The mesne profits should have been assessed in a sum representing the loss suffered by the employer as a result of being deprived by Mr Shi of vacant possession of the property. There was no reason not to assess those damages in the sum of £114,345 in accordance with the experts’ report. Even if the claim had been advanced in restitution, there were no special circumstances which would justify a reduction from the open market rental value. The value to Mr Shi would not have been less than it would be to a typical potential occupant of the premises. He did have the choice of moving to other accommodation. The fact that he remained an employee was not a relevant special circumstance.
Swordheath Properties Ltd v Tabet
[1979] 1 WLR 285; [1979] 1 All ER 240; (1978) 37 P&CR 327; (1978) 249 EG 439, CA
 
Measure of damages for trespass is value to trespasser; ordinarily this is letting value
Where a person remains as a trespasser on residential property, the owner is entitled to damages for trespass without bringing evidence that it could or would have let the property to someone else if the trespasser had not been there. The measure of damages is the value to the trespasser of the use of the property. In most cases, that is the ordinary letting value of the property.
Viscount Chelsea v Hutchinson
(1996) 28 HLR 17; [1994] 43 EG 153, CA
 
Landlord entitled to mesne profits against former head lessee
It is settled law that forfeiture of a head lease also terminates the interests of any underlessees. In such circumstances, a landlord is entitled to mesne profits by way of damages for being kept out of the property, whether or not the actual lessee is physically present on the premises. A claim for mesne profits against a former head lessee is not undermined by the occupation of parts of a property by underlessees. Following Swordheath Properties Ltd v Tabet (Swordheath Properties Ltd v Tabet), the Court of Appeal assessed the mesne profits as the letting value of the premises, without the landlord having to prove that the property would have been let if there had been vacant possession.
Equality Act 2010
 
Cases decided under the Disability Discrimination Act 1995 are no longer of direct application. For such cases, see Housing Law Casebook 4th edition.
Supreme Court (formerly House of Lords)
Akerman-Livingstone v Aster Communities Ltd
[2015] UKSC 15; [2015] AC 1399; [2015] 2 WLR 721; [2015] 3 All ER 725; [2015] HLR 20; [2015] BLGR 765; [2015] 2 P&CR 10; [2015] L&TR 13, 11 March 2015
The assessment of proportionality under Equality Act 2010 was different to Article 8 and it required a structured approach; it would be rare that a defence raised under the Equality Act 2010 would be appropriate for summary disposal
Mr Akerman-Livingstone had severe prolonged duress stress disorder (‘PDSD’). In 2010, he was homeless. Mendip District Council (‘MDC’) agreed that they owed him the main housing duty to secure that housing was available (Housing Act 1996 s193(2)). The council ensured that he was given temporary accommodation with what later became Aster Communities Ltd, a housing association. Aster held the property under a lease with a third party. Subsequently, MDC wanted Mr Akerman-Livingstone to choose another property as his permanent accommodation. He could not cope with what was involved. Eventually, MDC informed him that they had discharged their duty and required Aster to take proceedings to evict Mr Akerman-Livingstone from the temporary accommodation. Mr Akerman-Livingstone defended the claim, arguing that the bringing of the proceedings amounted to discrimination against him by reason of his disability in breach of Equality Act 2010 s15. HHJ Denyer held that, in the light of Aster’s aims in getting back possession of the property to comply with MDC’s direction, Mr Akerman-Livingstone did not have a seriously arguable case that Aster had breached the Equality Act. He held that there was no need for a trial and that Aster should have an immediate possession order. Both the High Court and the Court of Appeal dismissed Mr Akerman-Livingstone’s appeals and he appealed to the Supreme Court. In the intervening period Aster’s lease of the property came to an end and the landowner informed Aster that he was in arrears with his mortgagee and required vacant possession of the property so that it could be sold.
The Supreme Court dismissed the appeal. The assessment of proportionality under the Equality Act 2010 was different to that under the Human Rights Act 1998. The protection afforded to disabled people by the Equality Act 2010 was over and above that provided under Article 8. It followed that a structured approach to proportionality should be adopted by the court when considering a defence under section 15, ie (i) is the objective sufficiently important to justify limiting a fundamental right (ii) is the measure rationally connected to the objective; (iii) are the means chosen no more than is necessary to accomplish the objective; and (iv) whether the impact of the rights infringed is disproportionate to the likely benefit of the impugned measure. Moreover, as section 136 reversed the burden of proof, wherever such a defence was raised the landlord was required to justify the alleged discrimination. It followed that a defence under section 15 would not be suitable for summary disposal unless either (i) the defendant had no real prospect of establishing that he was under a disability, (ii) it was plain that possession was not being sought ‘because of something arising in consequence of the disability’, or (iii) the claim and its enforcement plainly represented a proportionate means of achieving a legitimate aim. However, such cases would be rare as a court would ordinarily be unable to determine either of those three issues without first hearing factual evidence. It followed that HHJ Denyer had been wrong to make a possession order summarily. However, since the possession order had been made, Aster were at the risk of being liable in damages to the third party who owned the property. In the circumstances, it was unnecessary to refer the matter back to the county court as the claim for possession was plainly a proportionate means of achieving a legitimate aim.
High Court
Hertfordshire CC v Davies
[2017] EWHC 1488 (QB), 21 June 2017
 
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