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Advocacy in the Crown Court
 
Advocacy in the Crown Court1Remuneration Regulations 2013 Sch 1. Claims are normally made on Form AF1.
5.160These fees are always additional to a litigator’s fee. While litigator’s fees have been reduced, advocacy fees have remained unchanged for all representation orders dated on or after 1 April 2013.22013 SI No 435.
Non-indictable crime
5.161This includes committals for sentence, appeals against conviction and sentence, and committals for breach of Crown Court orders, Civil (prescribed) proceedings are dealt with in chapter 10.
Figure 5.2 Summary of calculation of advocate’s fee
~
h-9023
Normal fees
5.162The following fees are prescribed for the main hearing, ie the hearing at which sentence is imposed or the appeal against conviction is heard in routine cases. The order also allows fees for a QC and leading juniors but such cases would always fall into the exceptional group described below.
5.163The fee is payable for each day of the main hearing.3R v Hines (X24).
5.164All figures in these tables are exclusive of VAT and are for cases with representation orders dated on or after 1 April 2016.
Hearing type
Para no (SI 2007/1174 Sch 1)
Rate
Appeals to the Crown Court against conviction
20(1)
£130 per day
Appeals to the Crown Court against sentence
20(1)
£108 per day
Proceedings relating to breach of an order of the Crown Court
20(1)
£108 per day
Committal for sentence
20(1)
£130 per day
5.165The order also allows for subsidiary fees (see table below).
Hearing type
Para no(SI 2007/1174 Sch 1)
Rate
Non effective appeals, committals for sentence and breach hearings, eg failure of the assisted person or a witness to attend, the unavailability of a pre-sentence report or other good reason
20(2)
£87 per day
Bail application mentions and other applications in appeals, committals for sentence breach hearings
20(3)
£87 per day
Contempt of court4Remuneration Regulations 2013 Sch 1 para 21.
5.166Fixed fees are provided for advocacy for contempt in the face of the court. The fee for contempt proceedings is limited to contempt arising during the course of the criminal proceedings and not those that are identified as prescribed proceedings. The fees are for cases -started on or after 1 April 2016.
Where there is no litigator
Where there is a litigator
QC
£300
£175
Leading junior
£225
£125
Led junior or junior alone
£150
£100
Mark-ups
5.167Where two or more cases involving the same advocate are heard concurrently, the advocate is paid an additional 20 per cent of the fixed fee for each additional case, whether that involves separate allegations or separate defendants.
5.168This rule is different from that applicable to litigators.
Escape provisions
5.169Paragraph 20(4) of Schedule 1 to the Remuneration Regulations 2013 allows for fees greater than these fixed fees:
Where it appears to the appropriate officer that the fixed fee allowed under sub-paragraph (1) would be inappropriate taking into account all of the relevant circumstances of the case the appropriate officer may instead allow fees of such amounts as appear to the appropriate officer to be reasonable remuneration for the relevant work in accordance with sub-paragraph (5).
5.170There is now no requirement for exceptional circumstances. At a time when that was a requirement, National Taxing Team (NTT) guidance indicated that a reasonable fee beyond the fixed fee could be paid if work was carried out substantially in excess of that required in an average case of the same type when:
a magistrates’ court would have declined jurisdiction;
an appeal committal or breach lasted more than a day;
a Newton hearing took place.
The current Regulations set a lower standard than this guidance required.
5.171The method of calculation is provided for by Sch 1 para 20(5). It allows:
(a)a fee for preparation including, where appropriate, the first day of the hearing including, where they took place on that day –
(i)short conferences;
(ii)consultations;
(iii)applications and appearances (including bail applications);
(iv)views at the scene of the alleged offence; and
(v)any other preparation.
(b)a refresher fee for any day or part of a day for which a hearing continued, including, where they took place on that day –
(i)short conferences;
(ii)consultations;
(iii)applications and appearances (including bail applications);
(iv)views at the scene of the alleged offence; and
(v)any other preparation; and
(c)subsidiary fees for –
(i)attendance at conferences, consultations and views at the scene of the alleged offence not covered by paragraph (a) or (b);
(ii)written advice on evidence, plea, appeal, case stated or other written work; and
(iii)attendance at applications and appearances (including bail applications and adjournments for sentence) not covered by paragraph (a) or (b).
The fee to charge is a judgment dependent on the facts of the case, but a good indication is given by calculating the appropriate graduated fee for the offence(s) in question upon a guilty plea.
While advocates claims are normally made to the LAA on form AF1, these claims under the escape provisions are made to the NTT on form 5145 (‘the red-cornered form’).
Prescribed proceedings in the Crown Court
5.172Appeals in relation to football banning and similar orders referred to in Criminal Legal Aid (General) Regulations 2013 reg 9 are payable at hourly rates in accordance with the SCC, set out in chapter 10. Advocacy fees must fall within the total fees limit of £1,368.75 and consideration must be given in appropriate cases to obtaining an authority on Form CRM5 to exceed that limit.
Indictable crime
Defence elections for trial in either way cases which do not result in a trial or discontinuance of all charges
5.173The normal rules, for cases where the magistrates’ court declines jurisdiction, are set out below. Those rules also apply if a trial takes place following a defence election, or if, following such an election, the Crown offers no evidence in relation to all matters.
5.174However, a very rigid fixed fee scheme applies if the particular defendant elects for trial, and there is no trial either because there is an acceptable plea by the defence to one or more matters. The fixed fee applies even if the Crown substitutes a different charge to which the defendant would have pleaded guilty in the magistrates’ court.
5.175The fixed fee is £194 per set of proceedings for cases with a representation order dated on or after 1 April 2013. That fixed fee applies however many hearings there may be and for whatever reason. It includes also the value of all travel time including to conferences.
5.176If there are confiscation proceedings the normal rules (at para 5.32) apply and an additional sum is paid in addition to the fixed fee.
Other cases on indictment
5.177These rules apply whenever there are
indictable only offences;
or where the magistrates decline jurisdiction;
or when there is a trial following a defence election;
or the Crown offers no evidence on any charge following a defence election.
Preliminary hearings
5.178Although these will now be phased out of use they are defined by the Remuneration Regulations as a ‘standard appearance’.
5.179If a preliminary hearing becomes a hearing at which a guilty plea is entered, the hearing becomes the main hearing and generates the basic guilty plea fee with such additional payment as may be due (see para 5.199).
Bail hearings
5.180If a defendant is arrested for breach of Crown Court bail conditions and produced before a magistrates’ court the hearing is Crown Court proceedings and will receive a standard appearance fee,5R v Richardson [2008] 2 Costs LR 320; R v Bailey (X16). which under the arrangements set out below may merely form part of the brief fee. It may be better for these arrests to be handled by the duty solicitor (which is permitted as there is a new arrest) although if the trial advocate (see para 5.244) is not employed by the firm an invoice for £87 (subject to the Bar protocol) may be delivered to that person.
5.181All bail hearings in the Crown Court, including contested proceedings, are treated as a ‘standard appearance’.
Graduated fees
5.182To calculate the correct graduated fee it is necessary to collect a quantity of basic data about the relevant case.
The offence classification
5.183See para 5.3 and appendix G.
The number of PPE
5.184See para 5.20.
Whether the case is a trial, cracked trial or guilty plea
5.185See para 5.51.
The length of a trial
5.186See para 5.77. The length of trial uplifts depends on the total length of the trial undergone by the particular defendant represented, whatever the length of the overall trial.6Secretary of State for Constitutional Affairs v Stork [2006] 1 Costs LR 69.
5.187The basic fee includes the first two days. Days beyond 40 are paid at the rate specified in appendix I.
The number of prosecution witnesses
5.188This includes witnesses served under CJA 1967 s9 and whose evidence is read as admissible hearsay as well as those who, by whatever method, give live evidence. It includes witnesses in notices of additional evidence.
The category of advocate
5.189Categories are:
1.QC
2.Leading junior
3.Led junior
4.Other advocate.
The main hearing: the basic fee
5.190It is then necessary to identify, for each case, the main hearing, as it is for the hearing that the primary fee is payable.
For example:
trial: it is the trial;
guilty plea: the hearing at which the plea is taken, or if there is more than one, the last of them;
cracked trial: the hearing at which the case became a cracked trial or at which a formal verdict of not guilty was entered if the Crown offered no evidence, whether or not the parties attended the hearing. Where an indictment has two counts and one guilty plea is entered and the case adjourned for sentence when the other not guilty plea is accepted, the case ‘cracked’ at the first hearing.7R v Johnson [2007] 2 Costs LR 316.
5.191A basic fee, varying in amount, is always payable. The fee is payable for a single trial advocate representing one assisted person on one indictment in a trial. If the trial exceeds 40 days, the table at appendix I applies.
5.192Mark-ups are payable where there is more than one assisted person and/or more than one indictment.
5.193If two advocates can be justified, this will result in higher total payments.
5.194Included within the basic fee is preparation by the advocate, including:
(a)reading the papers in the case;
(b)contact with prosecutors;
(c)written or oral advice on plea;
(d)researching the law, preparation for examination of witnesses, and preparation of oral submissions;
(e)viewing exhibits or undisclosed material at police stations;
(f)written advice on evidence;
(g)preparation of written submissions, notices or other documents for use at the trial; and
(h)attendance at views at the scene of the alleged offence.
This is limited to preparation done before the trial, except in proceedings in which a preparatory hearing has been ordered under CJA 1987 s8 (commencement of trial and arraignment), in which case it is limited to preparation done before the date on which the jury is sworn (or on which it became certain, by reason of pleas of guilty or otherwise, that the matter would not proceed to trial).
5.195The basic fee includes:
the first two days of any trial;
any work carried out in the magistrates’ court;
any work on audio or video recording and the first three conferences; and
the fee payable in respect of an appearance at the first hearing at which a plea is entered and up to four standard appearances.
5.196‘Standard appearance’ is defined in Sch 1 para1(1) as:
An appearance … in any of the following hearings unless it is an ‘excluded hearing’
(a)a plea and case management hearing;
(b)a pre-trial review;
(ba)a pre trial preparation hearing;
(bb)a case management hearing;
(c)the hearing of a case listed for plea which is adjourned for trial;
(d)any hearing (except a trial, the first hearing at which a plea is entered, or a hearing referred to in paragraph 2(1)(b)[fixed fees for non indictable work]) which is listed but cannot proceed because of the failure of the assisted person or a witness to attend, the unavailability of a pre-sentence report or other good reason;
(e)custody time limit applications;
(f)bail and other applications (except where any such applications take place in the course of a hearing referred to in paragraph 2(1)(b)); or
(g)the hearing of the case listed for mention only, including applications relating to the date of the trial (except where an application takes place in the course of a hearing referred to in paragraph 2(1)(b));
(h)a sentencing hearing other than one falling within paragraph 2(1)(b)(ii), paragraph 15(1) or paragraph 34 [committals for sentence; deferred sentence; hearing only for mitigation of sentence];
(i)a preliminary hearing; or
(j)a hearing, whether contested or not, relating to breach of bail, failure to surrender to bail or execution of a bench warrant, provided that a fee is not payable elsewhere under this Schedule in respect of the hearing.
An ‘excluded hearing’ means
(a)the first hearing at which the assisted person enters a plea
(b)any hearing which forms part of the main hearing
(c)any hearing for which a fee is payable under a provison of this Schedule other than paragraph 12(2) [which provides for fixed fees as listed in paragraph 24; see para 5.212].
Calculations
For trials
5.197Where the main hearing is a trial, the appropriate basic fee is -selected for the offence(s) in question, depending on the advocate making the claim, from the tables in the Remuneration Regulations 2013.
5.198To this basic fee ADD each of the following:
length of trial uplift for each day or part thereof after the first two;
payment for each page of prosecution material after the first 50; if the number of pages exceeds 10,000 or there is electronic evidence which is not PPE, a special preparation fee is payable as a supplementary payment;
payment for each prosecution witness whether oral or written after the first 10; and
supplementary payments as set out below.
For guilty pleas
5.199Where the main hearing is a guilty plea, select the appropriate basic fee for the offence(s) in question depending on the advocate making the claim.
5.200To the basic fee ADD:
Payment for each page of prosecution material:
if the number of pages exceeds 1,000, the additional sum is payable per page in addition to the payment for the first 1,000 pages;
if the number of pages exceeds 10,000 or there is electronic evidence which is not PPE, a special preparation fee is payable as a supplementary payment.
For cracked trials
5.201It is necessary to know at which point the case cracked: whether in the first third, second or last third.
5.202This is determined by calculating the number of days from the date on which the case is first put in a warned list, or given a fixed date of hearing to the start of that warned list or the date of that fixture.
5.203The number of days is divided in three equal parts and any days remaining are added to the last third.
5.204A case that does not begin on the fixed date or in the period of the first warned list is treated as cracking in the last third. Retrials fall in the last third if they crack.
5.205The Regulations specify the fee, depending on when the case cracks.
5.206To the basic fee ADD appropriate cumulative payments for each page of prosecution material. If the number of pages exceeds 10,000 pages or there is electronic evidence which is not PPE, a special preparation fee is payable as a supplementary payment.
Mark-ups
5.207A trial under Bail Act 1976 s6 no longer attracts a separate fee but is paid as if it were a bail hearing.
5.208Under Remuneration Regulations 2013 Sch 1 para 27(2) where two or more cases (whether on indictment or not) involving the same advocate are heard concurrently, the advocate must select the principal case and at the main hearing for each of the concurrent cases there is paid an additional 20 per cent of the appropriate basic or fixed fee.
5.209In R v Fury8[2011] 5 Costs LR 919. there was a plea bargain and following a guilty plea, no evidence was offered on a second case. Such hearings were held not to be concurrent but rather to take place consecutively so that two full fees were payable:
hearings are concurrent only if they are combined or conjoined or somehow interlinked … This will be so in the more common situation where … the defendant either pleads guilty or is to be sentenced in all of the cases. … The cases will not be considered independently of each other. For example, there would be one speech in mitigation cover-ing all of the cases… Where, however, the defendant pleads guilty in one case and the other case is dismissed the cases will have no bearing on each other. … The same would apply where both cases are dismissed.
Mark-ups of 20 per cent of the fee are payable for additional defendants and are also payable for supplementary fees for hearings dealing with abuse of process, disclosure, admissibility, or withdrawal of plea hearings.
Defendants unfit to plead or stand trial
5.210Where a hearing is held to decide whether a defendant is fit to plead or stand trial (the fitness hearing), the following apply under Sch 1 para 31:
1)If the trial continues, the length of the fitness hearings is added to the length of the trial.
2)In other circumstances the fee is whichever of the following the advocate elects:
(a)a trial fee adding the length of the fitness hearing to that of any hearing under Criminal Procedure (Insanity) Act 1964 s4A; or
(b)a cracked trial fee.
3)If there is a guilty plea, the fee is whichever of the following the advocate elects:
(a)a trial fee based on the length of the fitness hearing; or
(b)a guilty plea fee.
Retrials
5.211The Remuneration Regulations 2013 Sch 1 para 2(2)–(7) make special arrangements for the payment of fees for advocates in relation to retrials depending whether the same advocate appeared on both occasions. A fixed fee is paid if there was a defence election and at the retrial there is a cracked trial or guilty plea. In other cases, if a new advocate appears a full fee is paid. If the same advocate appears the advocate will have the fee for retrial (or if they elect for the trial) reduced by a percentage:
(a)30%, where the new trial started within one month of the conclusion of the first trial;
(b)20%, where the new trial did not start within one month of the conclusion of the first trial;
(c)40%, where the new trial becomes a cracked trial or guilty plea within one month of the conclusion of the first trial; or
(d)25% where the new trial becomes a cracked trial or guilty plea more than one month after the conclusion of the first trial.
An advocate may elect to submit a trial bill notwithstanding that a retrial was to take place and submit the election later. The LAA could use its recoupment powers if there was as a result an overpayment.9R v Connors [2014] 5 Costs LR 942.
Supplementary fees
5.212It is then necessary to add to these figures any relevant supplementary fees. Advocates seek particularly to classify hearings as one of those for which daily or half daily rates or hourly fees are payable as these will generate additional fees. As any issue as to admissibility of evidence or disclosure falls into such payments, this will not uncommonly be possible. These supplementary fees are considered as follows:
1)Interim hearings.
2)Sentencing hearings.
3)Hearings paid by daily and half daily fees.
4)Work paid by hourly rates.
5)Special circumstances including –
(a)sent or transferred proceedings;
(b)retrial;
(c)cross-examination of a witness.
A number of subsidiary hearings are, however, included within the basic fee, as is the value of any time spent on audio or video recordings and up to three conferences.
All fees quoted are for cases with representation orders dated on or after 1 April 2013.
Interim hearings
5.213
Hearing type
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Standard appearance not included within basic fee
12(2)
£173 per day
£130 per day
£87 per day
Standard appearances mean (Sch 1 para 1(1)):
An appearance … in any of the following hearings unless it is an ‘excluded hearing’
(a)a plea and case management hearing;
(b)a pre-trial review;
(ba)a pre trial preparation hearing;
(bb)a case management hearing;
(c)the hearing of a case listed for plea which is adjourned for trial;
(d)any hearing (except a trial, a plea and case management hearing, a pre-trial review or a hearing referred to in paragraph 2(1)(b)) which is listed but cannot proceed because of the failure of the assisted person or a witness to attend, the unavailability of a pre-sentence report or other good reason;
(e)custody time limit applications;
(f)bail and other applications (except where any such applications take place in the course of a hearing referred to in paragraph 2(1)(b));
(g)the hearing of the case listed for mention only, including applications relating to the date of the trial (except where an application takes place in the course of a hearing referred to in paragraph 2(1)(b)) … [which relates to fixed fees];
(h)a sentencing hearing other than one falling within paragraph 2(1)(b)(ii), paragraph 15(1) or paragraph 34 [committals for sentence; deferred sentence; hearing only for mitigation of sentence];
(i)a preliminary hearing; or
(j)a hearing, whether contested or not, relating to breach of bail, failure to surrender to bail or execution of a bench warrant …
Sentencing hearings
5.214
Hearing type
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Deferred sentencing hearing
15(2)
£324 per day
£238 per day
£173 per day
Where a CBO is sought at the sentencing stage in criminal proceedings, it is to be paid as a standard appearance (applying R v Brinkworth10[2006] 3 Costs LR 512.).
Hearings paid by daily and half daily fees (when not part of main hearings)
5.215Note that a half day ends before lunch or begins after lunch. Mark-ups for additional defendants are payable for the first four groups.
Scenario
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Abuse of process. In these cases an additional 20% is paid for each additional defendant
13(1)(a) and 13(3)
£260 per half day
£195 per half day
£130 per half day
£497 per full day
£346 per full day
£238 per full day
Hearings as to disclosure or witness summonses. In these cases an additional 20% is paid for each additional defendant. A hearing relating to a failure to disclose is likely to be classified as a standard appearance (R v Russell (X31))
13(1)(b) and (c) and 13(3)
The same
The same
The same
Hearing as to admissibility of evidence. In these cases an additional 20% is paid for each additional defendant
13(1)(d) and 13(3)
The same
The same
The same
Hearings on withdrawal of guilty pleas made by a different advocate from that present when plea entered. Hearing of an unsuccessful application to withdraw a guilty plea made by a different advocate from that present when the plea was entered. In these cases an additional 20% is paid for each additional defendant
13(1)(e) and 13(3)
The same
The same
The same
Confiscation hearings Where the number of pages relevant to confiscation is 50 pages or less (for other cases see para 5.232)
14
The same
The same
The same
Second and subsequent days of an application to dismiss which does not succeed
22(6)
The same
The same
The same
Ineffective trial
16
£281
per day
£195
per day
£130
per day
Noting brief
23
£108
per day
Contempt in the face of the court other than by a defendant (advocate alone)
21
£300
per day
£225
per day
£150
per day
Contempt, etc. When there is advocate and litigator appointed
21
£175
per day
£125
per day
£100
per day
5.216If a Newton trial is listed but does not proceed due to the absence of a prosecution witness, the defence version then being accepted, it is the fee under para 13 that is payable (see R v Ayres11[2002] 2 Costs LR 330 (X32).).
Work paid by hourly rates
5.217
Scenario
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Conferences and views
19
£74 per hour
£56 per hour
£39 per hour
The basic fee includes the first three reasonable pre-trial conferences or views. Beyond that number, and subject to conditions, hourly rates are paid for:
attendances at pre-trial conferences with prospective or actual expert witnesses other than at court;
attendance at the scene of the alleged offence;
attendances at pre-trial conferences with the assisted person not held at court.
5.218In addition, the hourly rates will be paid for reasonable travelling time to attend the view of the scene or for a pre-trial conference where it is reasonably held away from chambers or office.
5.219The conditions for reasonable hourly rates to be paid are:
for trials (or the anticipated length of a trial that cracks) lasting not less than 21 days and up to 25 days: one further pre-trial conference of up to two hours;
for trials (or cracked trials) lasting not less than 26 days and up to 35: two further pre-trial conferences of up to two hours;
for trials (or cracked trials) lasting not less than 36 days and up to 40 days: three further pre-trial conferences of up to two hours.
5.220Conferences cannot be claimed in fixed fee cases including either way case where the defence elect and there is a guilty plea or cracked trial.
Scenario
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Special preparation*
17
£74 per hour
£56 per hour
£39 per hour
* See CCFG 2.17
5.221This fee is payable where:
(a)it has been necessary for an advocate to do work by way of prepar-ation substantially in excess of the amount normally done for cases of the same type because the case involves a very unusual or novel point of law or factual issue; or
(b)the number of PPE, as defined in para 5.20, exceeds 10,000 and the appropriate officer considers it reasonable to make a payment in excess of the graduated fee payable under the Schedule. The 10,000 page limit was held to be lawful;12R v Jagelo 2015 SCCO 96/15. or
(c)a documentary or pictorial exhibit, as defined in para 5.31, is served in electronic form, and the appropriate officer does not consider it appropriate to include the exhibit in the PPE but considers it reasonable to make a payment in excess of the graduated fee payable under the Schedule.
5.222Under (a) above there is a three-part test:
1)The work must be necessary. The volume of unused material cannot alone justify a claim.13Johnson X2003.
2)That work must be substantially in excess of the amount normally done for cases of the same type. This is not to be given too narrow a meaning, ie manslaughter, not manslaughter by drugs.
3)A point of law or factual issue which is very unusual or novel means in relation to factual issue: ‘a factual issue which is outwith the usual professional experience’.14See R v Ward-Allen [2005] 4 Costs LR 745.
5.223There must be a very unusual or novel part of law or factual issue whatever the quality of the preparation may have been.15See Meeke and Taylor v Secretary of State for Constitutional Affairs [2006] 1 Costs LR 1.
5.224For a further description of relevant case-law, see also R v -Marandola16[2006] 1 Costs LR 184. and the overview in R v Ranjit,17[2006] 3 Costs LR 541. but the cases are inevit-ably fact specific.
5.225The hourly rate is payable for the number of hours appropriate for the excess work or which are reasonable to view the prosecution evidence. Where the criterion is met by reason of an unusual or novel point of law or factual issue, only those hours spent on that point may be remunerated. It does not allow for a general hourly rate to be paid for work ‘above the norm’.18R v Kholi [2010] 6 Costs LR 982. However, where the unusual or novel or factual issue added 600 pages to the unused material, the time spent researching the complainant’s alleged unusual medical condition could be claimed as special preparation given its exceptional nature.19R v Bishop [2008] 5 Costs LR 808.
5.226The same hourly rate is also paid, as special preparation, to an advocate whose only role is to give written or oral advice. It is also paid for the length of reasonable preparation time spent by an advocate solely appointed to mitigate a sentence.
5.227
Scenario
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Wasted preparation
18
£74 per hour
£56 per hour
£39 per hour
These fees are payable provided:
there are at least eight hours’ preparation and there is a trial of at least five days; or a cracked trial with more than 150 PPE;
a trial advocate is prevented from representing the assisted person in the main hearing in any of the following circumstances:
(a)the trial advocate is instructed to appear in other proceedings at the same time as the main hearing in the case and has been unable to secure a change of date for either the main hearing or the other proceedings;
(b)the date fixed for the main hearing is changed by the court despite the trial advocate’s objection;
(c)the trial advocate has withdrawn from the case with the leave of the court because of his professional code of conduct or to avoid embarrassment in the exercise of his profession;
(d)the trial advocate has been dismissed by the assisted person or the litigator; or
(e)the trial advocate is obliged to attend at any place by reason of a judicial office held by him or other public duty.
5.228A wasted preparation fee is payable when objection is taken to a new trial date because of a pre-booked holiday. It does not require to be because of professional commitments.20R v Ghaffar [2009] 6 Costs LR 980.
Special circumstances
Early discontinuance or dismissal21Sch 1 para 22.
5.229Under Crime and Disorder Act 1998 s51 if proceedings are sent and the Crown discontinues, or such proceedings are dismissed:
(a)before the evidence is served the advocate’s fee is one half of the basic fee payable to such an advocate for such an offence on a guilty plea;
(b)after the service of evidence the appropriate guilty plea fee applies (including page mark-up) – even if other charges are remitted to the magistrates’ court.
5.230Where there is a failed application to dismiss, daily and half daily fees are payable (see para 5.215).
5.231A 20 per cent uplift of the guilty plea basic fee is paid for each additional defendant beyond the first.
Confiscation proceedings22Sch 1 para 14.
5.232For confiscation hearings, a special scheme applies where the number of pages involved in the confiscation proceedings exceeds 50. Under that figure the advocate is just paid the daily or half daily fees.
5.233Pages for this purpose include:
the section 16 statement served and relied upon by the prosecution for the purpose of the confiscation hearing together with any annexes or exhibits attached thereto;
documents served as part of the main trial bundle, where such documents are specifically relied upon and referred to in the section 16 statement but are not served again; and
any defence expert report and the documents and exhibits attached, provided that the report had been obtained with the prior approval of the LAA or is allowed on taxation, excluding any documents annexed to the report which have already been counted under either of the two points above or which consist of financial records or similar data.
5.234Where the relevant page count is between 51 and 1,000, there will be a payment as set out in the PPE table below for preparation and the first day of the confiscation hearing. Thereafter, the daily and half daily supplemental fee for confiscation hearings is payable.
5.235Where the relevant page count exceeds 1,000, then in addition to the rates set out above for a page count between 751 and 1,000 there will be paid a reasonable fee for the time spent considering the pages in excess of 1,000 at the hourly rate below.
Fees for QC
Fee for leading junior
Fee for junior alone
Fee for led junior
1. Daily and half daily rates
Half daily rate
£260
£195
£130
£130
Daily rate
£497
£346
£238
£238
2. Pages of evidence
51–250
£649
£541
£433
£324
251–500
£973
£811
£649
£486
501–750
£1,298
£1,081
£865
£649
751–1,000
£1,946
£1,622
£1,298
£973
3. Preparation
Hourly rates
£74
£56
£39
£39
Fees for confiscation hearings
Retrials23Sch 1 para 2(3).
5.236If a case is properly defined as a retrial (see para 5.61) and if the same advocate (but not otherwise) appears at original and retrials and:
(a)the defendant is assisted at both trials; or
(b)the defendant is involved only in the retrial; or
(c)the new trial is a guilty plea or cracked trial (in which situation the case is always in the final third);
the advocate must, at their election, reduce the main graduated fee (but not the supplemental fees such as for sentence or confiscation) for one of the two trials by the percentage applicable below.
Scenario
Percentage
If retrial start within one month of conclusion of first trial
30%
If retrial starts later than that
20%
If retrial becomes guilty plea or cracked trial within one month of the conclusion of the first trial
40%
If retrial becomes guilty plea or cracked trial later than that
25%
Cross-examination of a witness24Sch 1 para 32.
5.237An advocate appointed solely to cross-examine a witness under Youth Justice and Criminal Evidence Act 1999 s38 is paid a trial graduated fee with a daily fee calculated by reference to the number of days actually attended by the advocate after the first two days.
Mitigation only25Sch 1 para 34.
5.238An advocate appointed solely to mitigate is paid the supplementary fee for a sentencing hearing but in addition a special preparation fee.
Scenario
Para no (Sch 1)
QC rate
Leading junior rate
Other advocate rate
Hearing for mitigation of sentence (when not otherwise instructed)
34
£260 per day
£173
per day
£108
per day
The special preparation fee is calculated for the reasonable number of hours of preparation for that appearance using the hourly rate set out above for special preparation.
Provision of written or oral advice26Sch 1 para 33.
5.239Where an advocate is instructed solely to advise, a special preparation fee will be payable for the reasonable number of hours of prepar-ation for that advice using the hourly rates set out above for special preparation.
Warrants
5.240A hearing at which a warrant is issued is a ‘standard appearance’. If there is no main hearing the standard appearance fee remains payable.27R v Metcalf [2010] 4 Costs LR 646. If the defendant absconds, claims for advocates’ fees may unusually be made prior to the conclusion of the case, it seems as a cracked trial (where there is to be no trial in absence). This will be the position if the case can be regarded as effectively at an end.28R v Ajufo [2013] 2 Costs LR 369 confirming the decision, under the earlier Regulations, in R v Al-Goni and Ateya [2009] 2 Costs LR 356. CCFG 2.12.8 suggests that the standard appearance fee may be paid after six months, and the cracked trial fee after 12 months, but these periods appear to be very long if it can be shown that a particular case is unlikely to revive.
Discharge of legal aid
5.241The fee payable would appear to depend on the state of the case at the moment of discharge. Standard appearance fees are payable if there is no main hearing before legal aid is withdrawn.29R v Muoka [2013] 3 Costs LR 523.
Disbursements
5.242Travel expenses are payable to advocates for all reasonable attendances at conferences30R v Carlyle [2002] 1 Costs LR 192. and views permitted for the relevant proceedings (see para 5.218).
5.243Travel and other expenses incidental to court appearances may also be paid if the advocate appears at a court not within 40 -kilometres of their office or chambers, provided that they cannot exceed those payable to any local Bar or nearest advocate’s office unless previously authorised or justified in all the circumstances.31For amounts allowable see CCFG 2.29.
Payment and distribution of the advocacy fee32Remuneration Regulations 2013 Sch 1 para 26.
5.244Only one fee will be paid for advocacy in each case to junior counsel; and one to leading counsel if any. Payment is made to the ‘trial advocate’, that is the advocate who appeared at the main hearing. The Bar has established a protocol which provides a workable basis for distribution in the absence of any other arrangement. Between solicitors, an advocacy fee is often ‘protocol minus a percentage’ to cover administrative costs.
5.245Where there is more than a single advocate, the leading ‘trial advocate’ pays for work of that level and the junior pays for work at the level undertaken by other advocates.
5.246Where there is more than one defendant, the court must be notified in writing of the name of the additional trial advocate as soon as he or she is appointed to ensure each is paid a full fee. This is -particularly significant if a single advocate appeared at the first hearing at which a plea is entered.
5.247The trial advocate has to account for VAT but, where the advocate is a solicitor, accounts should be rendered by the firm. Moneys held for the Bar should be paid into client account or if none exists into office account as long as it can be paid out within 14 days.
5.248All appeal actions must be taken by the trial advocate, as must the provision of information for supplementary fees.
Protocol fees
5.249Because the basic fee covers a number of preliminary hearings, a method of distribution is required and is provided by the protocol. The essential concept is that if the basic fee is reduced below 70 per cent then all fees are reduced by the same percentage (whether the work is done by that advocate or others and including the main hearing). Fees added to the basic fee (eg page count) are always paid to the advocate attending the main hearing.
5.250The protocol was published before the introduction of fixed fees for cases where there is a guilty plea or cracked trial following an election by the defendant. The fee is so low that division is difficult but agreement should be reached if a distribution of the fee is required. It is suggested that 15 per cent for a PTPH (or first hearing at which a plea is entered) and 85 per cent for the main hearing is a workable basis on which to proceed.
5.251For the purpose of the protocol, a PTPH is paid at 15 per cent of the basic fee and other preliminary hearings by a standard appearance fee at £87 for junior advocates.
Example 1
Say the basic fee is £581 and there is a PTPH and one other interim hearing:
Basic fee
£581.00
30% =
£174.30 less
PTPH (15%)
£87.15
Standard appearance fee
£87.00
£174.15
£00.15
As this is a positive figure result, PTPH and standard appearance fees are paid in full and balance is paid to the advocate at main hearing.
Thus basic fee
£581.00
Minus PTPH and standard appearance fee
£174.15
Paid for main hearing
£406.85
Example 2
5.252If in the same case there are a PTPH and two other standard appearance fees:
Basic fee
£581.00
(70% = 406.70 (A))
30% =
£174.30 less
PTPH (15%)
£87.15
Standard appearance fee
£87.00
Standard appearance fee
£87.00
£261.15 (B)
£86.85 DR (C)
As this is a negative result all fees abate.
The abatement is:
~
h-9024
ie £86.85 (C) divided by £406.70 (A) + £261.15 (B). As a percentage this is 13 per cent. Thus all fees are reduced by 13 per cent to 87 per cent.
Payments:
Basic fee
£406.70 ∞ 87%
£353.81
PTPH
£87.15 ∞ 87%
£75.81
Standard appearance fee
£87.00 ∞ 87%
£75.69
Standard appearance fee
£87.00 ∞ 87%
£75.69
£581.00
 
1     Remuneration Regulations 2013 Sch 1. Claims are normally made on Form AF1. »
2     2013 SI No 435. »
3     R v Hines (X24). »
4     Remuneration Regulations 2013 Sch 1 para 21. »
5     R v Richardson [2008] 2 Costs LR 320; R v Bailey (X16). »
6     Secretary of State for Constitutional Affairs v Stork [2006] 1 Costs LR 69. »
7     R v Johnson [2007] 2 Costs LR 316. »
8     [2011] 5 Costs LR 919. »
9     R v Connors [2014] 5 Costs LR 942. »
10     [2006] 3 Costs LR 512. »
11     [2002] 2 Costs LR 330 (X32). »
12     R v Jagelo 2015 SCCO 96/15. »
13     Johnson X2003. »
14     See R v Ward-Allen [2005] 4 Costs LR 745. »
15     See Meeke and Taylor v Secretary of State for Constitutional Affairs [2006] 1 Costs LR 1. »
16     [2006] 1 Costs LR 184. »
17     [2006] 3 Costs LR 541. »
18     R v Kholi [2010] 6 Costs LR 982. »
19     R v Bishop [2008] 5 Costs LR 808. »
20     R v Ghaffar [2009] 6 Costs LR 980. »
21     Sch 1 para 22. »
22     Sch 1 para 14. »
23     Sch 1 para 2(3). »
24     Sch 1 para 32. »
25     Sch 1 para 34. »
26     Sch 1 para 33. »
27     R v Metcalf [2010] 4 Costs LR 646. »
28     R v Ajufo [2013] 2 Costs LR 369 confirming the decision, under the earlier Regulations, in R v Al-Goni and Ateya [2009] 2 Costs LR 356. »
29     R v Muoka [2013] 3 Costs LR 523. »
30     R v Carlyle [2002] 1 Costs LR 192. »
31     For amounts allowable see CCFG 2.29. »
32     Remuneration Regulations 2013 Sch 1 para 26. »
Advocacy in the Crown Court
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